WAGNER FINANCIAL, LLC
Legal name: WAGNER PLANNING
CRD #318448 SEC #801-124939 LAKE OSWEGO, OR 503-342-0038
SEC Registered
Total AUM
$127.9M
Discretionary
$127.9M
Employees
4
Clients
10
Accounts
391
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WAGNER, SANDRA, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, SANDRA, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, SANDRA, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, SANDRA, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, SANDRA, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, SANDRA, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | DE | MEMBER | E | Control |
| SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | DE | MEMBER | E | Control |
| SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | DE | MEMBER | E | Control |
| SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | DE | MEMBER | E | Control |
| SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | DE | MEMBER | E | Control |
| SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WAGNER, SANDRA, J. | I | SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | F | Control |
| WAGNER, SANDRA, J. | I | SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | F | Control |
| WAGNER, SANDRA, J. | I | SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | F | Control |
| WAGNER, SANDRA, J. | I | SANDRA J. WAGNER TRUST U/A/D 6/22/2011 | F | Control |
Registrations
Federal
IA
Jan 25, 2025 REGISTERED
Notice Filings (3)
AZ OR WA
Address
4260 GALEWOOD STREETSUITE A
LAKE OSWEGO, OR 97035
United States
Phone: 503-342-0038