INTENTIONAL, LLC
Legal name: INTENTIONAL
CRD #318570 SEC #801-123251 FORT MILL, SC 1-866-752-6410
SEC Registered
Total AUM
$148.2M
Discretionary
$143.8M
Employees
3
Clients
51
Accounts
165
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 18, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, JAMES, E | I | CCO, PARTNER | E | Control |
| ROBERTS, JAMES, E | I | CCO, PARTNER | E | Control |
| ROBERTS, JAMES, E | I | CCO, PARTNER | E | Control |
| ROBERTS, JAMES, E | I | CCO, PARTNER | E | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| RICE FINANCIAL LLC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| THE ROBERTS COMPANIES, INC | DE | HOLDING COMPANY | D | Control |
| RICE, DALE, WINTERS | I | INVESTMENT ADVISER, PARTNER | C | Control |
| RICE, DALE, WINTERS | I | INVESTMENT ADVISER, PARTNER | C | Control |
| RICE, DALE, WINTERS | I | INVESTMENT ADVISER, PARTNER | C | Control |
| RICE, DALE, WINTERS | I | INVESTMENT ADVISER, PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| RICE, DALE, WINTERS | I | RICE FINANCIAL LLC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
| ROBERTS, JAMES, E | I | THE ROBERTS COMPANIES, INC | E | Control |
Registrations
Federal
IA
Sep 18, 2025 REGISTERED
Notice Filings (7)
DE FL HI MD NC SC VA
Address
850 BEE BALM TRAILFORT MILL, SC 29708
United States
Phone: 1-866-752-6410