AFC ADVISOR LLC
CRD #318888 SEC #801-123456 WEST PALM BEACH, FL 561-510-2390
SEC Registered
Total AUM
$110M
Discretionary
$110M
Employees
25
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2022
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KATZ, GABRIEL, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GABRIEL, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, BRETT, HEATH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, BRETT, HEATH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TANNENBAUM, LEONARD, MARK | I | MANAGER, CHIEF EXECUTIVE OFFICER | D | Control |
| TANNENBAUM, LEONARD, MARK | I | MANAGER, CHIEF EXECUTIVE OFFICER | D | Control |
| JPASSA LLC | DE | MEMBER | B | |
| JPASSA LLC | DE | MEMBER | B | |
| TANNENBAUM FAMILY 2012 TRUST | DE | MEMBER | B | |
| TANNENBAUM FAMILY 2012 TRUST | DE | MEMBER | B | |
| BERMAN, BERNARD, DAVID | I | PRESIDENT | A | Control |
| BERMAN, BERNARD, DAVID | I | PRESIDENT | A | Control |
| FRIEDMAN, ROBYN, ELYSA | I | MEMBER | A | Control |
| FRIEDMAN, ROBYN, ELYSA | I | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERMAN, BERNARD, DAVID | I | TANNENBAUM FAMILY 2012 TRUST | F | Control |
| BERMAN, BERNARD, DAVID | I | TANNENBAUM FAMILY 2012 TRUST | F | Control |
| KATZ, GABRIEL, AARON | I | TANNENBAUM FAMILY 2012 TRUST | F | Control |
| KATZ, GABRIEL, AARON | I | TANNENBAUM FAMILY 2012 TRUST | F | Control |
| KALIKOW, JONATHAN, GILBERT | I | JPASSA LLC | E | Control |
| KALIKOW, JONATHAN, GILBERT | I | JPASSA LLC | E | Control |
Registrations
Federal
IA
May 24, 2022 REGISTERED
Notice Filings (3)
CT FL NY
Address
525 OKEECHOBEE BLVD, SUITE 1770WEST PALM BEACH, FL 33401
United States
Phone: 561-510-2390