RIA Intelligence

WORKMAN SECURITIES CORPORATION

Legal name: WORKMAN SECURITIES ADVISORY SERVICES

CRD #31898 SEC #801-65758 EDEN PRAIRIE, MN 952-541-6094
SEC Registered Broker-Dealer
Total AUM
$30M
Discretionary
$0
Employees
10
Clients
26
Accounts
250

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 16, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MAXA, PAUL JACOBICEONA Control
MAXA, PAUL JACOBICEO/PRESIDENTNA Control
MAXA, PAUL JACOBICEONA Control
MAXA, PAUL JACOBICEONA Control
MAXA, PAUL JACOBICEONA Control
MAXA, PAUL JACOBICEONA Control
MAXA, PAUL JACOBICEONA Control
MAXA, PAUL JACOBICEO/PRESIDENTNA Control
SIEPMANN, KLAUS HERBERTICHIEF COMPLIANCE OFFICER/CFO/FINANCIAL & OPERATIONS PRINCIPALNA
SIEPMANN, KLAUS HERBERTICHIEF COMPLIANCE OFFICER/CFO/FINANCIAL & OPERATIONS PRINCIPALNA
SIEPMANN, KLAUS HERBERTICHIEF COMPLIANCE OFFICER/CFO/FINANCIAL & OPERATIONS PRINCIPALNA
SIEPMANN, KLAUS HERBERTICHIEF COMPLIANCE OFFICER/CFO/FINANCIAL & OPERATIONS PRINCIPALNA
SIEPMANN, KLAUS HERBERTICHIEF COMPLIANCE OFFICER/CFO/FINANCIAL & OPERATIONS PRINCIPALNA
SIEPMANN, KLAUS HERBERTICHIEF COMPLIANCE OFFICER/CFO/FINANCIAL & OPERATIONS PRINCIPALNA
VOLLBRECHT, ROBERT ALANIPRESIDENTNA Control
VOLLBRECHT, ROBERT ALANICFO/CHIEF COMPLIANCE OFFICERNA Control
VOLLBRECHT, ROBERT ALANIPRESIDENTNA Control
VOLLBRECHT, ROBERT ALANIPRESIDENTNA Control
VOLLBRECHT, ROBERT ALANIPRESIDENTNA Control
VOLLBRECHT, ROBERT ALANIPRESIDENTNA Control
VOLLBRECHT, ROBERT ALANIPRESIDENTNA Control
VOLLBRECHT, ROBERT ALANICFO/CHIEF COMPLIANCE OFFICERNA Control
WODARZ, JANICE ELAINEIFINANCIAL OPERATIONS PRINCIPALNA
WODARZ, JANICE ELAINEIFINANCIAL OPERATIONS PRINCIPALNA
BDMA, INC.DEOWNERE Control
BDMA, INC.DEOWNERE Control
BDMA, INC.DEOWNERE Control
BDMA, INC.DEOWNERE Control
BDMA, INC.DEOWNERE Control
BDMA, INC.DEOWNERE Control
BDMA, INC.DEOWNERE Control
BDMA, INC.DEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MAXA, PAUL JACOBIBDMAC Control
MAXA, PAUL JACOBIBDMAC Control
MAXA, PAUL JACOBIBDMAC Control
MAXA, PAUL JACOBIBDMAC Control
MAXA, PAUL JACOBIBDMAC Control
MAXA, PAUL JACOBIBDMAC Control
MAXA, PAUL JACOBIBDMAC Control
MAXA, PAUL JACOBIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VIETOR, DANA BRUCEIBDMAC Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control
VOLLBRECHT, ROBERT ALANIBDMA, INC.C Control

Registrations

Federal

IA
Dec 16, 2005 REGISTERED

Notice Filings (15)

AZ CA CT FL GA IA IL MA MN NH NJ NV RI TX WI

Address

6500 CITY WEST PARKWAY
SUITE 350
EDEN PRAIRIE, MN 55344
USA
Phone: 952-541-6094