GUTIERREZ WEALTH ADVISORY, LLC
CRD #319481 SEC #801-126693 LITTLE ROCK, AR (501) 451-6900
SEC Registered
Total AUM
$280.3M
Discretionary
$274.8M
Employees
4
Clients
0
Accounts
469
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Chen, Richard, Leeway | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| RLC VENTURES, LLC | DE | OWNER | E | Control |
| RLC VENTURES, LLC | DE | OWNER | E | Control |
| RLC VENTURES, LLC | DE | OWNER | E | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, DAVID, HALE | I | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
| GUTIERREZ, ROY, DAVID | I | CO-FOUNDER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Chen, Richard, Leeway | I | RLC VENTURES, LLC | E | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (4)
AR FL LA TX
Address
10801 EXECUTIVE CENTER DR.STE. 103
LITTLE ROCK, AR 72211
United States
Phone: (501) 451-6900