49 WEALTH MANAGEMENT, LLC

Legal name: 49 FINANCIAL

CRD #319484 SEC #801-123687 AUSTIN, TX 214-563-1190

SEC Registered

Total AUM

$871.4M

Discretionary

$871.4M

Employees

167

Clients

Accounts

2,989

Firm Details

Organization Type: Limited Liability Company
State of Formation: Texas
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 2, 2025
Branch Offices: 10

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
ANDEL, KEITH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
GRAFF, AUSTIN, MERLE	I	CIO	NA
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	NA
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
SIMS, MATTHEW, KYLE	I	MANAGING MEMBER	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WINSKOWSKI, LUCAS, WALTER MILLER	I	PRESIDENT	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
WOHLGEMUTH, DANIEL, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
Winters, Kaili, Erin	I	SVP, COMPLIANCE	NA
Winters, Kaili, Erin	I	SVP, COMPLIANCE	NA
Winters, Kaili, Erin	I	SVP, COMPLIANCE	NA
Winters, Kaili, Erin	I	SVP, COMPLIANCE	NA
Winters, Kaili, Erin	I	SVP, COMPLIANCE	NA
Winters, Kaili, Erin	I	SVP, COMPLIANCE	NA
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 HOLDINGS, LLC	DE	SOLE MEMBER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
49 WEALTH MANAGEMENT, LLC	DE	OWNER	E	Control
DAVIDSON, JEFFREY, WAYNE	I	MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
DAVIDSON, JEFFREY, WAYNE	I	MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
DAVIDSON, JEFFREY, WAYNE	I	MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
DAVIDSON, JEFFREY, WAYNE	I	MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	MANAGING MEMBER	B	Control
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B
LLOYD, HUNTER, Ray	I	OWNER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
49 HOLDINGS, LLC	DE	49 WEALTH MANAGEMENT, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control
PENFIELD, TRAVIS, Jordan	I	49 HOLDINGS, LLC	E	Control

Registrations

Federal

Dec 2, 2025 REGISTERED

Notice Filings (35)

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Address

3711 S MOPAC EXPY
SUITE 150
AUSTIN, TX 78746
United States

Phone: 214-563-1190