PLATO'S PHILOSOPHY, LLC
CRD #319564 SEC #801-126714 VENTURA, CA 805-888-2024
SEC Registered
Total AUM
$40.2M
Discretionary
$40.2M
Employees
6
Clients
26
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Cubacub, Christian Luigi, Mendoza | I | CHIEF INFORMATION OFFICER | NA | Control |
| MCDEVITT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMASON, MCKAY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| Thomason, McKay | I | CHIEF OPERATING OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF LEGAL OFFICER | NA | Control |
| Traynham, Kenneth, Edward | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
| Paffrath, Kevin, Helmut | I | CEO / PRESIDENT | E | Control |
Registrations
Federal
IA
Oct 1, 2024 REGISTERED
Notice Filings (1)
CA
Address
8164 PLATINUM STREETVENTURA, CA 93004
United States
Phone: 805-888-2024