ALLIES CAPITAL MANAGEMENT, LLC
Legal name: ALLIES CAPITAL MANAGEMENT
CRD #319640 SEC #801-125888 NEW YORK, NY 212-380-7500
SEC Registered
Total AUM
$25M
Discretionary
$25M
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AYRES, TIFFANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAWOOD, CARA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAWOOD, CARA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAWOOD, CARA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIAMOND, DAVID, JAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIAMOND, DAVID, JAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIAMOND, DAVID, JAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLEIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLEIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLEIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLEIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| M. KLEIN ASSOCIATES, LLC | DE | OWNER | E | Control |
| M. KLEIN ASSOCIATES, LLC | DE | OWNER | E | Control |
| M. KLEIN ASSOCIATES, LLC | DE | OWNER | E | Control |
| M. KLEIN ASSOCIATES, LLC | DE | OWNER | E | Control |
| M. KLEIN ASSOCIATES, LLC | DE | OWNER | E | Control |
| M. KLEIN ASSOCIATES, LLC | DE | OWNER | E | Control |
| M. KLEIN ASSOCIATES, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KLEIN, MICHAEL | I | M. KLEIN ASSOCIATES, LLC | E | Control |
| KLEIN, MICHAEL | I | M. KLEIN ASSOCIATES, LLC | E | Control |
| KLEIN, MICHAEL | I | M. KLEIN ASSOCIATES, LLC | E | Control |
| KLEIN, MICHAEL, STUART | I | M. KLEIN ASSOCIATES, LLC | E | Control |
| KLEIN, MICHAEL, STUART | I | M. KLEIN ASSOCIATES, LLC | E | Control |
Registrations
Federal
IA
Sep 16, 2025 REGISTERED
Address
640 FIFTH AVENUE 12TH FLOORNEW YORK, NY 10019
United States
Phone: 212-380-7500