WAO ADVISORY, LLC
CRD #320688 SEC #801-124990 LAS VEGAS, NV 800-777-9878
SEC Registered
Total AUM
$6.4K
Discretionary
$6.4K
Employees
8
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAY, VICTOR, J | I | HEAD OF OPERATIONS & CCO | NA | Control |
| BAY, VICTOR, J | I | HEAD OF OPERATIONS & CCO | NA | Control |
| BAY, VICTOR, J | I | CHIEF OPERATING OFFICER & CCO | NA | Control |
| BAY, VICTOR, J | I | HEAD OF OPERATIONS & CCO | NA | Control |
| BAY, VICTOR, J | I | HEAD OF OPERATIONS & CCO | NA | Control |
| BAY, VICTOR, J | I | CHIEF OPERATING OFFICER & CCO | NA | Control |
| BULLION MITCHELL, MARYANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLION MITCHELL, MARYANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLION MITCHELL, MARYANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FETTE, THERESA, ANH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FETTE, THERESA, ANH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FETTE, THERESA, ANH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FETTE, THERESA, ANH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FETTE, THERESA, ANH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FETTE, THERESA, ANH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| IVES, CHARLES, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| IVES, CHARLES, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| IVES, CHARLES, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| IVES, CHARLES, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| IVES, CHARLES, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| IVES, CHARLES, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCARTY, MICHAEL, KYLE | I | CEO | NA | Control |
| MCCARTY, MICHAEL, KYLE | I | CEO | NA | Control |
| MCCARTY, MICHAEL, KYLE | I | CEO | NA | Control |
| MCCARTY, MICHAEL, KYLE | I | CEO | NA | Control |
| MCCARTY, MICHAEL, KYLE | I | CEO | NA | Control |
| MCCARTY, MICHAEL, KYLE | I | CEO | NA | Control |
| Nesheiwat, Sharif | I | CCO & CHIEF LEGAL OFFICER | NA | Control |
| Nesheiwat, Sharif | I | CCO & CHIEF LEGAL OFFICER | NA | Control |
| Nesheiwat, Sharif | I | CCO & CHIEF LEGAL OFFICER | NA | Control |
| BENTHOS LABS, INC. | DE | OWNER | E | Control |
| BENTHOS LABS, INC. | DE | OWNER | E | Control |
| BENTHOS LABS, INC. | DE | OWNER | E | Control |
| BENTHOS LABS, INC. | DE | OWNER | E | Control |
| BENTHOS LABS, INC. | DE | OWNER | E | Control |
| BENTHOS LABS, INC. | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MCCARTY, MICHAEL, KYLE | I | BENTHOS LABS, INC. | D | Control |
| MCCARTY, MICHAEL, KYLE | I | BENTHOS LABS, INC. | D | Control |
| MCCARTY, MICHAEL, KYLE | I | BENTHOS LABS, INC. | D | Control |
| MCCARTY, MICHAEL, KYLE | I | BENTHOS LABS, INC. | D | Control |
| MCCARTY, MICHAEL, KYLE | I | BENTHOS LABS, INC. | D | Control |
| MCCARTY, MICHAEL, KYLE | I | BENTHOS LABS, INC. | D | Control |
| CONCHA, CAMILO, ANDRES | I | WAO FINTECH, LLC | C | Control |
| CONCHA, CAMILO, ANDRES | I | WAO FINTECH, LLC | C | Control |
| FETTE, THERESA, ANH | I | WAO FINTECH, LLC | C | Control |
| FETTE, THERESA, ANH | I | WAO FINTECH, LLC | C | Control |
Registrations
Federal
IA
Feb 3, 2025 REGISTERED
Notice Filings (52)
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Address
7336 W POST ROADSUITE 111
LAS VEGAS, NV 89113
United States
Phone: 800-777-9878