JOULE FINANCIAL, LLC
CRD #320791 SEC #801-125024 LEXINGTON, KY 859-881-0777
SEC Registered Disclosures
Total AUM
$411.2M
Discretionary
$411.2M
Employees
7
Clients
251
Accounts
2,065
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 24, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Buckner, Harold | I | VICE PRESIDENT | NA | |
| Buckner, Harold | I | VICE PRESIDENT | NA | |
| Buckner, Harold | I | VICE PRESIDENT | NA | |
| Buckner, Harold | I | VICE PRESIDENT | NA | |
| Buckner, Harold | I | VICE PRESIDENT | NA | |
| Buckner, Harold | I | VICE PRESIDENT | NA | |
| Buckner, Harold | I | VICE PRESIDENT | NA | |
| CZULNO, DANIEL, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| CZULNO, DANIEL, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| CZULNO, DANIEL, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| CZULNO, DANIEL, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| CZULNO, DANIEL, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| CZULNO, DANIEL, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| CZULNO, DANIEL, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| DESCOTEAUX, DIANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWELL, STACY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWELL, STACY, RIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWELL, STACY, RIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWELL, STACY, RIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWELL-PEREIRA, STACY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWELL-PEREIRA, STACY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT | NA | Control |
| Osborne, Angela, Maren | I | VICE PRESIDENT | NA | |
| Osborne, Angela, Maren | I | VICE PRESIDENT | NA | |
| Osborne, Angela, Maren | I | VICE PRESIDENT | NA | |
| Osborne, Angela, Maren | I | VICE PRESIDENT | NA | Control |
| Osborne, Angela, Maren | I | VICE PRESIDENT | NA | Control |
| Osborne, Angela, Maren | I | VICE PRESIDENT | NA | Control |
| Osborne, Angela, Maren | I | VICE PRESIDENT | NA | Control |
| TATRO, WILLIAM, LEWIS | I | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | NA | Control |
| TATRO, WILLIAM, LEWIS | I | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | NA | Control |
| TATRO, WILLIAM, LEWIS | I | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | NA | Control |
| TATRO, WILLIAM, LEWIS | I | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | NA | Control |
| TATRO, WILLIAM, LEWIS | I | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | NA | Control |
| TATRO, WILLIAM, LEWIS | I | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | NA | Control |
| TATRO, WILLIAM, LEWIS | I | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | NA | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING L.P. | F | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA FINANCIAL, INC. | DE | BLUESPRING WEALTH PARTNERS, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | BLUESPRING WEALTH PARTNERS, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | BLUESPRING WEALTH PARTNERS, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | BLUESPRING WEALTH PARTNERS, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | BLUESPRING WEALTH PARTNERS, LLC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING L.P. | C | Control |
Registrations
Federal
IA
Dec 24, 2025 REGISTERED
Notice Filings (12)
CA FL GA IN KY LA NC NH OH TN TX VA
Address
998 GOVERNORS LNSUITE 325
LEXINGTON, KY 40513
United States
Phone: 859-881-0777