RIA Intelligence

ARGI INNOVATIONS, LLC

Legal name: ARGI INNOVATIONS

CRD #320874 SEC #801-125922 LOUISVILLE, KY 502-753-0609
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
20
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
Kentucky
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 20, 2022
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HADAWAY, JAMES, RUSSELLICHIEF COMPLIANCE OFFICERNA
HADAWAY, JAMES, RUSSELLICHIEF COMPLIANCE OFFICERNA
HADAWAY, JAMES, RUSSELLICHIEF COMPLIANCE OFFICERNA
MCGREW, MATTHEW, LEEIDIRECTOR OF ADVISORY PLATFORMSNA Control
MCGREW, MATTHEW, LEEIDIRECTOR OF ADVISORY PLATFORMSNA Control
MCGREW, MATTHEW, LEEIDIRECTOR OF ADVISORY PLATFORMSNA Control
REEVES, PATRICK, JOSEPHICEONA Control
REEVES, PATRICK, JOSEPHICEONA Control
REEVES, PATRICK, JOSEPHICEONA Control
ARGI FINANCIAL GROUP, LLCDEOWNERE Control
ARGI FINANCIAL GROUP, LLCDEOWNERE Control
ARGI FINANCIAL GROUP, LLCDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ARGI HOLDINGS INC.DEARGI FINANCIAL GROUP, LLCE Control
ARGI HOLDINGS INC.DEARGI FINANCIAL GROUP, LLCE Control
ARGI HOLDINGS INC.DEARGI FINANCIAL GROUP, LLCE Control
ARGI OWNERSHIP INC. EMPLOYEE STOCK OWNERSHIP PLANDEARGI HOLDINGS INC.C Control
ARGI OWNERSHIP INC. EMPLOYEE STOCK OWNERSHIP PLANDEARGI HOLDINGS INC.C Control
ARGI OWNERSHIP INC. EMPLOYEE STOCK OWNERSHIP PLANDEARGI HOLDINGS INC.C Control
REEVES, PATRICK, JOSEPHIARGI HOLDINGS INC.C Control
REEVES, PATRICK, JOSEPHIARGI HOLDINGS INC.C Control
REEVES, PATRICK, JOSEPHIARGI HOLDINGS INC.C Control

Registrations

Federal

IA
May 20, 2022 REGISTERED

Notice Filings (32)

AK AL AZ CA CO CT FL GA HI IL IN KS KY MA MD ME MI MN NC NJ NV NY OH PA SC SD TN TX VA VI WA WV

Address

2201 HIGH WICKHAM PLACE
LOUISVILLE, KY 40245
United States
Phone: 502-753-0609