RIA Intelligence

SHIMA CAPITAL MANAGEMENT LLC

CRD #320929 SEC #801-126641 IRVINE, CA 808-301-2963
SEC Registered Private Funds
Total AUM
$164.6M
Discretionary
$164.6M
Employees
11
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Puerto Rico
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ASSIRAJ, ADNANICHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICERNA Control
GAO, YIDAIMANAGING DIRECTORNA Control
GAO, YIDA, NMNIMANAGING DIRECTORNA Control
GAO, YIDA, NMNIMANAGING DIRECTORNA Control
GAO, YIDA, NMNIMANAGING DIRECTORNA Control
GAO, YIDA, NMNIMANAGING DIRECTORNA Control
Stahl, Brandon, HirokiICHIEF COMPLIANCE OFFICERNA Control
Stahl, Brandon, HirokiICHIEF COMPLIANCE OFFICERNA Control
Stahl, Brandon, HirokiICHIEF COMPLIANCE OFFICERNA Control
Stahl, Brandon, HirokiICHIEF COMPLIANCE OFFICERNA Control
Stahl, Brandon, HirokiICHIEF COMPLIANCE OFFICERNA Control
GAO, YIDAIMANAGING DIRECTORE Control
SAND HILL ADVISORS PR LLCDEOWNERE Control
SAND HILL ADVISORS PR LLCDEOWNERE Control
SHIMA CAPITAL ADVISORS HOLDINGS LLCDEOWNERE Control
SHIMA CAPITAL ADVISORS HOLDINGS LLCDEOWNERE Control
SHIMA CAPITAL ADVISORS HOLDINGS LLCDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GAO, YIDAISAND HILL ADVISORS PR LLCE Control
GAO, YIDA, NMNISAND HILL ADVISORS PR LLCE Control
GAO, YIDA, NMNISHIMA CAPITAL ADVISORS HOLDINGS LLCE Control
GAO, YIDA, NMNISHIMA CAPITAL ADVISORS HOLDINGS LLCE Control

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (2)

CA PR

Address

1 PARK PLAZA
SUITE 600
IRVINE, CA 92614
United States
Phone: 808-301-2963