SEA OTTER ADVISORS LLC
CRD #321079 SEC #801-126505 MIAMI, FL 646-849-3810
SEC Registered Private Funds
Total AUM
$124.7M
Discretionary
$124.7M
Employees
6
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HWANG, JEFFREY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HWANG, JEFFREY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HWANG, JEFFREY, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HWANG, JEFFREY, NMN | I | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| KANE, PATRICK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KANE, PATRICK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KANE, PATRICK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAWLINS, JOSHUA, WILLIAM | I | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| RAWLINS, JOSHUA, WILLIAM | I | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| GALVATRON CORPORATION | DE | MEMBER | C | |
| GALVATRON CORPORATION | DE | MEMBER | C | |
| GALVATRON CORPORATION | DE | MEMBER | C | |
| GALVATRON CORPORATION | DE | MEMBER | C | |
| GALVATRON CORPORATION | DE | MEMBER | C | |
| GALVATRON CORPORATION | DE | MEMBER | C | |
| SMITH, PETER, DAVID | I | CHIEF EXECUTIVE OFFICER, MEMBER | C | Control |
| SMITH, PETER, DAVID | I | CHIEF EXECUTIVE OFFICER, MEMBER | C | Control |
| SMITH, PETER, DAVID | I | CHIEF EXECUTIVE OFFICER, MEMBER | C | Control |
| SMITH, PETER, DAVID | I | CHIEF EXECUTIVE OFFICER, MEMBER | C | Control |
| SMITH, PETER, DAVID | I | CHIEF EXECUTIVE OFFICER, MEMBER | C | Control |
| SMITH, PETER, DAVID | I | CHIEF EXECUTIVE OFFICER, MEMBER | C | Control |
| FAHEY, NICHOLAS, JM | I | MEMBER | B | Control |
| FAHEY, NICHOLAS, JM | I | MEMBER | B | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | MEMBER | B | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | MEMBER | B | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | MEMBER | B | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FAHEY, NICHOLAS, JM | I | GALVATRON CORPORATION | F | Control |
| FAHEY, NICHOLAS, JM | I | GALVATRON CORPORATION | F | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | GALVATRON CORPORATION | F | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | GALVATRON CORPORATION | F | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | GALVATRON CORPORATION | F | Control |
| FAHEY, NICHOLAS, JOHN MICHAEL | I | GALVATRON CORPORATION | F | Control |
| HWANG, JEFFREY | I | GALVATRON CORPORATION | F | Control |
| HWANG, JEFFREY | I | GALVATRON CORPORATION | F | Control |
| HWANG, JEFFREY, NMN | I | GALVATRON CORPORATION | F | Control |
| HWANG, JEFFREY, NMN | I | GALVATRON CORPORATION | F | Control |
| SMITH, PETER, DAVID | I | GALVATRON CORPORATION | F | Control |
| SMITH, PETER, DAVID | I | GALVATRON CORPORATION | F | Control |
| SMITH, PETER, DAVID | I | GALVATRON CORPORATION | F | Control |
| SMITH, PETER, DAVID | I | GALVATRON CORPORATION | F | Control |
| SMITH, PETER, DAVID | I | GALVATRON CORPORATION | F | Control |
| SMITH, PETER, DAVID | I | GALVATRON CORPORATION | F | Control |
Registrations
Federal
IA
Mar 27, 2024 REGISTERED
Notice Filings (1)
FL
Address
1111 BRICKELL AVENUESUITE 2920
MIAMI, FL 33131
United States
Phone: 646-849-3810