BREAKWATER CAPITAL GROUP
CRD #321097 SEC #801-125704 PARAMUS, NJ (551) 342-3733
SEC Registered
Total AUM
$843.4M
Discretionary
$843.4M
Employees
3
Clients
251
Accounts
1,124
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, THOMAS, JEREMIAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| BREWMONT CAPITAL INC | DE | SHAREHOLDER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HANSON, JEFFREY, CRAIG | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HANSON, JEFFREY, CRAIG | I | BREWMONT CAPITAL INC | E | Control |
| HANSON, JEFFREY, CRAIG | I | BREWMONT CAPITAL INC | E | Control |
| HANSON, JEFFREY, CRAIG | I | BREWMONT CAPITAL INC | E | Control |
| HANSON, JEFFREY, CRAIG | I | BREWMONT CAPITAL INC | E | Control |
| HANSON, JEFFREY, CRAIG | I | BREWMONT CAPITAL INC | E | Control |
| HANSON, JEFFREY, CRAIG | I | BREWMONT CAPITAL INC | E | Control |
Registrations
Federal
IA
Oct 16, 2025 REGISTERED
Notice Filings (12)
CO CT FL MA MD NC NH NJ NY PA TX VA
Address
140 E. RIDGEWOOD AVENUESUITE 415
PARAMUS, NJ 07652
United States
Phone: (551) 342-3733