KAIJU ETF ADVISORS
CRD #321242 SEC #801-126562 RED BANK, NJ +41 79 603 78 53
SEC Registered
Total AUM
$3.9M
Discretionary
$3.9M
Employees
13
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PANNELL, RYAN, PATRICK | I | BOARD MEMBER | NA | Control |
| PANNELL, RYAN, PATRICK | I | DIRECTOR | NA | Control |
| PANNELL, RYAN, PATRICK | I | BOARD MEMBER | NA | Control |
| PANNELL, RYAN, PATRICK | I | DIRECTOR | NA | Control |
| PANNELL, RYAN, PATRICK | I | BOARD MEMBER | NA | Control |
| PANNELL, RYAN, PATRICK | I | DIRECTOR | NA | Control |
| PANNELL, RYAN, PATRICK | I | DIRECTOR | NA | Control |
| PANNELL, RYAN, PATRICK | I | DIRECTOR | NA | Control |
| PANNELL, RYAN, PATRICK | I | DIRECTOR/CEO | NA | Control |
| PANNELL, RYAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REBELE, EILEEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REBELE, EILEEN, PATRICIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REBELE, EILEEN, PATRICIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REBELE, EILEEN, PATRICIA | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | BOARD MEMBER | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | DIRECTOR | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | BOARD MEMBER | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | DIRECTOR | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | BOARD MEMBER | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | DIRECTOR | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | DIRECTOR | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | DIRECTOR | NA | Control |
| SCHOOLEY, DAVID, LOREN | I | DIRECTOR | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | DIRECTOR | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| WOERHEIDE, CLAUDIA, MARIA | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
| KAIJU WORLDWIDE | FE | SHAREHOLDER/OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JTC (CAYMAN) LIMITED | FE | AUM TRUST | F | |
| JTC (CAYMAN) LIMITED | FE | AUM TRUST | F | Control |
| JTC (CAYMAN) LIMITED | FE | AUM TRUST | F | Control |
| JTC (CAYMAN) LIMITED | FE | AUM TRUST | F | Control |
| JTC (CAYMAN) LIMITED | FE | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, RYAN, PATRICK | I | AUM TRUST | F | Control |
| PANNELL, URSULA | I | AUM TRUST | F | Control |
| PANNELL, URSULA | I | AUM TRUST | F | Control |
| PANNELL, URSULA, MARLENE | I | AUM TRUST | F | Control |
| PANNELL, URSULA, MARLENE | I | AUM TRUST | F | Control |
| PANNELL, URSULA, MARLENE | I | AUM TRUST | F | Control |
| PANNELL, URSULA, MARLENE | I | AUM TRUST | F | Control |
| PANNELL, URSULA, MARLENE | I | AUM TRUST | F | Control |
| PANNELL, URSULA, MARLENE | I | AUM TRUST | F | Control |
| PANNELL, URSULA, MARLENE | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| RAFTERY, BRIAN, EDWARD | I | AUM TRUST | F | Control |
| STERLING TRUST (CAYMAN) | FE | AUM TRUST | F | |
| STERLING TRUST (CAYMAN) | FE | AUM TRUST | F | |
| STERLING TRUST (CAYMAN) LIMITED | FE | AUM TRUST | F | |
| STERLING TRUST (CAYMAN) LIMITED | FE | AUM TRUST | F | |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | Control |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | Control |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | Control |
| AUM TRUST | FE | KAIJU WORLDWIDE | E | Control |
| JTC GROUP (MALBEC) LIMITED | FE | JTC GROUP LIMITED | E | Control |
| JTC GROUP (MALBEC) LIMITED | FE | JTC GROUP LIMITED | E | Control |
| JTC GROUP (MALBEC) LIMITED | FE | JTC GROUP LIMITED | E | Control |
| JTC GROUP (MALBEC) LIMITED | FE | JTC GROUP LIMITED | E | Control |
| JTC GROUP HOLDINGS (FINANCING) LIMITED | FE | JTC GROUP (MALBEC) LIMITED | E | Control |
| JTC GROUP HOLDINGS (FINANCING) LIMITED | FE | JTC GROUP (MALBEC) LIMITED | E | Control |
| JTC GROUP HOLDINGS (FINANCING) LIMITED | FE | JTC GROUP (MALBEC) LIMITED | E | Control |
| JTC GROUP HOLDINGS (FINANCING) LIMITED | FE | JTC GROUP (MALBEC) LIMITED | E | Control |
| JTC GROUP HOLDINGS LIMITED | FE | JTC GROUP HOLDINGS (FINANCING) LIMITED | E | Control |
| JTC GROUP HOLDINGS LIMITED | FE | JTC GROUP HOLDINGS (FINANCING) LIMITED | E | Control |
| JTC GROUP HOLDINGS LIMITED | FE | JTC GROUP HOLDINGS (FINANCING) LIMITED | E | Control |
| JTC GROUP HOLDINGS LIMITED | FE | JTC GROUP HOLDINGS (FINANCING) LIMITED | E | Control |
| JTC GROUP LIMITED | FE | JTC (CAYMAN) LIMITED | E | Control |
| JTC GROUP LIMITED | FE | JTC (CAYMAN) LIMITED | E | Control |
| JTC GROUP LIMITED | FE | JTC (CAYMAN) LIMITED | E | Control |
| JTC GROUP LIMITED | FE | JTC (CAYMAN) LIMITED | E | Control |
| JTC PLC | FE | JTC GROUP HOLDINGS LIMITED | E | Control |
| JTC PLC | FE | JTC GROUP HOLDINGS LIMITED | E | Control |
| JTC PLC | FE | JTC GROUP HOLDINGS LIMITED | E | Control |
| JTC PLC | FE | JTC GROUP HOLDINGS LIMITED | E | Control |
| STERLING FINANCIAL GROUP INC. | FE | STERLING INTERNATIONAL SERVICES LIMITED | E | Control |
| STERLING FINANCIAL GROUP INC. | FE | STERLING INTERNATIONAL SERVICES LIMITED | E | Control |
| STERLING INTERNATIONAL SERVICES LIMITED | FE | STERLING TRUST (CAYMAN) LIMITED | E | Control |
| STERLING INTERNATIONAL SERVICES LIMITED | FE | STERLING TRUST (CAYMAN) LIMITED | E | Control |
| KOSOY, DAVID, ALLEN | I | STERLING FINANCIAL GROUP INC. | D | Control |
| KOSOY, DAVID, ALLEN | I | STERLING FINANCIAL GROUP INC. | D | Control |
| TILLER, STEPHEN, BARRY | I | STERLING FINANCIAL GROUP INC. | D | Control |
| TILLER, STEPHEN, BARRY | I | STERLING FINANCIAL GROUP INC. | D | Control |
Registrations
Federal
IA
May 8, 2024 REGISTERED
Address
157 BROAD STREETSUITE 320
RED BANK, NJ 07701
United States
Phone: +41 79 603 78 53