FARRELL FINANCIAL LLC
Legal name: FARRELL FINANCIAL
CRD #321609 SEC #801-125815 ORCHARD PARK, NY 716-508-8504
SEC Registered
Total AUM
$172.2M
Discretionary
$172.2M
Employees
2
Clients
101
Accounts
541
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, VINCENT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
| FARRELL, NEIL, JOSEPH | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 13, 2025 REGISTERED
Notice Filings (5)
FL LA MA NY RI
Address
21 PRINCETON PLACESUITE 105
ORCHARD PARK, NY 14127
United States
Phone: 716-508-8504