PALLADIUM HERITAGE MANAGEMENT, LLC
CRD #321623 SEC #801-125771 NEW YORK, NY (212) 218-5150
SEC Registered Private Funds
Total AUM
$39.5M
Discretionary
$39.5M
Employees
4
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBIERI, DOMINICK, DANIEL | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBIERI, DOMINICK, DANIEL | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBIERI, DOMINICK, DANIEL | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBIERI, DOMINICK, DANIEL | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEHMAN, KATHERINE, ANNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEHMAN, KATHERINE, ANNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEHMAN, KATHERINE, ANNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEHMAN, KATHERINE, ANNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEHMAN, KATHERINE, ANNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEHMAN, KATHERINE, ANNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MITCHELL, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WONG, SUZANNE, (NMN) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, SUZANNE, (NMN) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, SUZANNE, (NMN) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, SUZANNE, (NMN) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, SUZANNE, (NMN) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, SUZANNE, (NMN) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PALLADIUM HERITAGE, LLC | DE | SOLE MEMBER | E | Control |
| PALLADIUM HERITAGE, LLC | DE | SOLE MEMBER | E | Control |
| PALLADIUM HERITAGE, LLC | DE | SOLE MEMBER | E | Control |
| PALLADIUM HERITAGE, LLC | DE | SOLE MEMBER | E | Control |
| PALLADIUM HERITAGE, LLC | DE | SOLE MEMBER | E | Control |
| PALLADIUM INVESTMENT PARTNERS, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PALLADIUM MANAGER, LLC | DE | PALLADIUM TOPCO, LLC | F | Control |
| PALLADIUM MANAGER, LLC | DE | PALLADIUM TOPCO, LLC | F | Control |
| PALLADIUM MANAGER, LLC | DE | PALLADIUM TOPCO, LLC | F | Control |
| PALLADIUM MANAGER, LLC | DE | PALLADIUM TOPCO, LLC | F | Control |
| PALLADIUM MANAGER, LLC | DE | PALLADIUM TOPCO, LLC | F | Control |
| PALLADIUM FEE SILO, LLC | DE | PALLADIUM FIRMCO, LLC | E | Control |
| PALLADIUM FEE SILO, LLC | DE | PALLADIUM FIRMCO, LLC | E | Control |
| PALLADIUM FEE SILO, LLC | DE | PALLADIUM FIRMCO, LLC | E | Control |
| PALLADIUM FEE SILO, LLC | DE | PALLADIUM FIRMCO, LLC | E | Control |
| PALLADIUM FEE SILO, LLC | DE | PALLADIUM FIRMCO, LLC | E | Control |
| PALLADIUM FIRMCO, LLC | DE | PALLADIUM INVESTMENT PARTNERS, LLC | E | Control |
| PALLADIUM FIRMCO, LLC | DE | PALLADIUM INVESTMENT PARTNERS, LLC | E | Control |
| PALLADIUM FIRMCO, LLC | DE | PALLADIUM INVESTMENT PARTNERS, LLC | E | Control |
| PALLADIUM FIRMCO, LLC | DE | PALLADIUM INVESTMENT PARTNERS, LLC | E | Control |
| PALLADIUM FIRMCO, LLC | DE | PALLADIUM INVESTMENT PARTNERS, LLC | E | Control |
| PALLADIUM INVESTMENT, LLC | DE | PALLADIUM TOPCO, LLC | E | |
| PALLADIUM INVESTMENT, LLC | DE | PALLADIUM TOPCO, LLC | E | |
| PALLADIUM INVESTMENT, LLC | DE | PALLADIUM TOPCO, LLC | E | |
| PALLADIUM INVESTMENT, LLC | DE | PALLADIUM TOPCO, LLC | E | |
| PALLADIUM INVESTMENT, LLC | DE | PALLADIUM TOPCO, LLC | E | |
| PALLADIUM TOPCO, LLC | DE | PALLADIUM FEE SILO, LLC | E | Control |
| PALLADIUM TOPCO, LLC | DE | PALLADIUM FEE SILO, LLC | E | Control |
| PALLADIUM TOPCO, LLC | DE | PALLADIUM FEE SILO, LLC | E | Control |
| PALLADIUM TOPCO, LLC | DE | PALLADIUM FEE SILO, LLC | E | Control |
| PALLADIUM TOPCO, LLC | DE | PALLADIUM FEE SILO, LLC | E | Control |
| LEHMAN, KATHERINE, ANNE | I | PALLADIUM HERITAGE, LLC | D | Control |
| LEHMAN, KATHERINE, ANNE | I | PALLADIUM HERITAGE, LLC | D | Control |
| LEHMAN, KATHERINE, ANNE | I | PALLADIUM HERITAGE, LLC | D | Control |
| LEHMAN, KATHERINE, ANNE | I | PALLADIUM HERITAGE, LLC | D | Control |
| PALLADIUM INVESTMENT PARTNERS, LLC | DE | PALLADIUM HERITAGE, LLC | C | Control |
| PALLADIUM INVESTMENT PARTNERS, LLC | DE | PALLADIUM HERITAGE, LLC | C | Control |
| PALLADIUM INVESTMENT PARTNERS, LLC | DE | PALLADIUM HERITAGE, LLC | C | Control |
| PALLADIUM INVESTMENT PARTNERS, LLC | DE | PALLADIUM HERITAGE, LLC | C | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Address
1270 AVENUE OF THE AMERICAS31ST FLOOR
NEW YORK, NY 10020
United States
Phone: (212) 218-5150