STEWARD ADVISORS GROUP, LLC
CRD #321846 SEC #801-125950 HALFMOON, NY (888) 225-3350
SEC Registered
Total AUM
$61.4M
Discretionary
$61.4M
Employees
9
Clients
10
Accounts
88
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DALLAS, ROBERTA, S | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| DALLAS, ROBERTA, S | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| DALLAS, ROBERTA, S. | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DALLAS, ROBERTA, S. | I | SHAREHOLDER | NA | |
| DUTTON, CATHY, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTTON, CATHY, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTTON, CATHY, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTTON, CATHY, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| KESSEN, DEREK, A | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| KESSEN, DEREK, A | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| SMITH, PETER, D | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| SMITH, PETER, D | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| STARR, ERVIN, J | I | MANAGER OF FINANCIAL PLANNING AND INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| STARR, ERVIN, J | I | MANAGER OF FINANCIAL PLANNING AND INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | E | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| SIMMONS, DONALD, EDWARD | I | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| Fields, Eric | I | PARTNER | B | |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | A | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | A | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | A | Control |
| HEIN, JANSEN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (9)
AZ FL GA IL NH NY SC TX WA
Address
139 MEYER ROADSUITE 201
HALFMOON, NY 12065
United States
Phone: (888) 225-3350