WING FINANCIAL INC.
CRD #321886 SEC #801-126777 NEWPORT BEACH, CA 949-600-3630
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHARPE, JOHN, WILLIAM | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WING, SEAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
Registrations
Federal
IA
Jan 23, 2023 REGISTERED
Notice Filings (14)
AZ CA CO FL HI KS LA MA MI MN NY OR TN TX
Address
4041 MACARTHUR BLVDSUITE 400
NEWPORT BEACH, CA 92660
United States
Phone: 949-600-3630