THIRD COMMA, LLC
CRD #321950 SEC #801-128194 LAS VEGAS, NV 858-925-5600
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIMPSON, RICHARD, WALTER | I | CEO / PRESIDENT / CCO | E | Control |
| SIMPSON, RICHARD, WALTER | I | CEO / PRESIDENT / CCO | E | Control |
| SIMPSON, RICHARD, WALTER | I | CEO / PRESIDENT / CCO | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (1)
NV
Address
3642 SPRING SHOWER DRIVELAS VEGAS, NV 89147
United States
Phone: 858-925-5600