DCA FAMILY OFFICE, LLC
CRD #322047 SEC #801-128127 ROSEVILLE, CA (916) 960-5357
SEC Registered
Total AUM
$161.7M
Discretionary
$0
Employees
16
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
- LEI
- 87-4080485
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRATKOVICH, THOMAS, E. | I | SENIOR VICE PRESIDENT OF INVESTMENTS | NA | Control |
| BRATKOVICH, THOMAS, E. | I | SENIOR VICE PRESIDENT OF INVESTMENTS | NA | Control |
| BRATKOVICH, THOMAS, E. | I | SENIOR VICE PRESIDENT OF INVESTMENTS | NA | Control |
| Bratkovich, Thomas, E. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Bratkovich, Thomas, E. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROCCA, CURTIS, M. | I | CEO | NA | Control |
| ROCCA, CURTIS, M. | I | CEO | NA | Control |
| ROCCA, CURTIS, M. | I | CEO | NA | Control |
| ROCCA, CURTIS, M. | I | CEO | NA | Control |
| ROCCA, CURTIS, MITCHELL | I | MANAGING PARTNER | NA | Control |
| Stephenson, Christopher, Bruce | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Stephenson, Christopher, Bruce | I | CHIEF OPERATIONS OFFICER | NA | Control |
| THE ROCCA FAMILY TRUST | DE | MEMBER | C | Control |
| THE ROCCA FAMILY TRUST | DE | MEMBER | C | Control |
| THE ROCCA FAMILY TRUST | DE | MEMBER | C | Control |
| THE ROCCA FAMILY TRUST | DE | MEMBER | C | Control |
| THE ROCCA FAMILY TRUST | DE | MEMBER | C | Control |
| DCAROCCAS, LLC | DE | MEMBER | B | Control |
| DCAROCCAS, LLC | DE | MEMBER | B | Control |
| DCAROCCAS, LLC | DE | MEMBER | B | Control |
| DCAROCCAS, LLC | DE | MEMBER | B | Control |
| DCAROCCAS, LLC | DE | MEMBER | B | Control |
| MILLS, STEVEN, R. | I | MEMBER | B | |
| MILLS, STEVEN, R. | I | MEMBER | B | |
| MILLS, STEVEN, R. | I | MEMBER | B | |
| MILLS, STEVEN, R. | I | MEMBER | B | |
| MILLS, STEVEN, R. | I | MEMBER | B | |
| LAYTON, CASEY, A. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MEMBER | A | |
| LAYTON, CASEY, A. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MEMBER | A | |
| LAYTON, CASEY, A. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MEMBER | A | |
| LAYTON, CASEY, A. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MEMBER | A | |
| LAYTON, CASEY, A. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MEMBER | A | |
| MITCHELL, CRAIG, D. | I | MEMBER | A | |
| MITCHELL, CRAIG, D. | I | MEMBER | A | |
| MITCHELL, CRAIG, D. | I | MEMBER | A | |
| MITCHELL, CRAIG, D. | I | MEMBER | A | |
| MITCHELL, CRAIG, D. | I | MEMBER | A | |
| MULDERRIG, KHOLT, T. | I | MEMBER | A | |
| MULDERRIG, KHOLT, T. | I | MEMBER | A | |
| MULDERRIG, KHOLT, T. | I | MEMBER | A | |
| MULDERRIG, KHOLT, T. | I | MEMBER | A | |
| MULDERRIG, KHOLT, T. | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE ROCCA FAMILY TRUST | DE | DCAROCCAS, LLC | E | Control |
| THE ROCCA FAMILY TRUST | DE | DCAROCCAS, LLC | E | Control |
| ROCCA, CURTIS, M. | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, CURTIS, M. | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, CURTIS, M. | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, CURTIS, M. | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, JENNIFER | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, JENNIFER | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, JENNIFER | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, JENNIFER | I | THE ROCCA FAMILY TRUST | D | Control |
| ROCCA, ALEX, D. | I | DCAROCCAS, LLC | C | |
| ROCCA, ALEX, D. | I | DCAROCCAS, LLC | C | |
| ROCCA, GRANT, C. | I | DCAROCCAS, LLC | C | |
| ROCCA, GRANT, C. | I | DCAROCCAS, LLC | C | |
| ROCCA, LYNDSEY, A. | I | DCAROCCAS, LLC | C | |
| ROCCA, LYNDSEY, A. | I | DCAROCCAS, LLC | C | |
| THE ROCCA FAMILY TRUST | DE | DCAROCCAS, LLC | C | Control |
| THE ROCCA FAMILY TRUST | DE | DCAROCCAS, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (1)
CA
Address
3721 DOUGLAS BLVDSUITE 350
ROSEVILLE, CA 95661
United States
Phone: (916) 960-5357