DISTRIBUTION COGNIZANT, LLC
CRD #322048 SEC #801-126083 PALO ALTO, CA 949-415-6325
SEC Registered
Total AUM
$4.6M
Discretionary
$4.6M
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEIN, DENNIS | I | PARTNER | NA | Control |
| MCGORTEY, CHARLES, TRACY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Patton, Kevin, Jason | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Patton, Kevin, Jason | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEAL, PATRICK, DEWERK | I | MANAGING MEMBER | E | Control |
| NEAL, PATRICK, DEWERK | I | MANAGING MEMBER | E | Control |
| NEAL, PATRICK, DEWERK | I | MANAGING MEMBER | E | Control |
| NEAL, PATRICK, DEWERK | I | MANAGING MEMBER, CIO, CHIEF COMPLIANCE OFFICER | E | Control |
| NEAL, PATRICK, DEWERK | I | MANAGING MEMBER, CIO, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (1)
CA
Address
755 PAGE MILL RDSUITE BT100
PALO ALTO, CA 94306
United States
Phone: 949-415-6325