BALLAST ROCK PRIVATE WEALTH LLC
Legal name: BALLAST ROCK PRIVATE WEALTH
CRD #322064 SEC #801-129645 CHARLESTON, SC (800) 204-2513
SEC Registered
Total AUM
$238.2M
Discretionary
$202.2M
Employees
10
Clients
11
Accounts
528
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | MANAGING MEMBER | NA | |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| HALL, DIRK, A | I | CHIEF OPERATING OFFICER | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| MESCON, ANDREW, JAMES | I | CEO | NA | Control |
| Salomone, Christian, Dan | I | CIO | NA | |
| Salomone, Christian, Dan | I | CIO | NA | |
| Salomone, Christian, Dan | I | CIO | NA | |
| Salomone, Christian, Dan | I | CIO | NA | |
| Salomone, Christian, Dan | I | CIO | NA | |
| Salomone, Christian, Dan | I | CIO | NA | |
| Salomone, Christian, Dan | I | CIO | NA | |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Thonssen, Jason, michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| BALLAST ROCK HOLDINGS LLC | DE | BUSINESS | E | Control |
| MESCON, ANDREW, JAMES | I | CEO | A | Control |
| MESCON, ANDREW, JAMES | I | CEO | A | Control |
| MESCON, ANDREW, JAMES | I | CEO | A | Control |
| MESCON, ANDREW, JAMES | I | CEO | A | Control |
| MESCON, ANDREW, JAMES | I | CEO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
| CARROLL-CONNELL, THOMAS, ELDREDGE | I | BALLAST ROCK HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Dec 2, 2025 REGISTERED
Notice Filings (9)
CA CT FL IL LA NY SC TX WA
Address
460 KING STREETSUITE 200
CHARLESTON, SC 29403
United States
Phone: (800) 204-2513