MAVEN DEI ASSET MANAGEMENT LLC
CRD #322111 SEC #802-126148 NEW YORK, NY -4628
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Dec 21, 2023
- Branch Offices
- 0
- LEI
- 2549007TBHTOH3F8X988
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAO, WEN, D | I | CHIEF RISK OFFICER | NA | Control |
| CAO, WEN, D | I | CHIEF RISK OFFICER | NA | Control |
| CAO, WEN, D | I | CHIEF RISK OFFICER | NA | Control |
| CAO, WEN, D | I | CHIEF RISK OFFICER | NA | Control |
| CAO, WEN, D | I | CHIEF RISK OFFICER | NA | Control |
| CAO, WEN, D | I | CHIEF RISK OFFICER | NA | Control |
| CAO, WEN, D | I | CHIEF RISK OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTILLO, JOSE, RICARDO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DONNELLY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONNELLY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUNGREDER, TRAVIS, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNGREDER, TRAVIS, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNGREDER, TRAVIS, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNGREDER, TRAVIS, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNGREDER, TRAVIS, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Henderson, Alexander | I | CHIEF RISK OFFICER | NA | Control |
| Henderson, Alexander | I | CHIEF RISK OFFICER | NA | Control |
| Henderson, Alexander | I | CHIEF RISK OFFICER | NA | Control |
| Henderson, Alexander | I | CHIEF RISK OFFICER | NA | Control |
| McCartney, Steven | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| McCartney, Steven | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| McCartney, Steven | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOORIZADEH, NIMA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
| MAVEN SECURITIES LTD | FE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
| TOON, IAN, MARK | I | MAVEN SECURITIES LTD | C | Control |
Registrations
Federal
ERA
Dec 21, 2023 REGISTERED
Address
20TH FLOOR, 675 THIRD AVENUENEW YORK, NY 10017
United States
Phone: -4628