ENVESTNET EMBEDDED ADVISORY, INC.
CRD #322162 SEC #801-126477 CHICAGO, IL 312-827-2800
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
18
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CIO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CIO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CIO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CIO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CIO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CIO | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| Fava, Danielle | I | PRINCIPAL | NA | Control |
| Fava, Danielle | I | PRINCIPAL | NA | Control |
| Fava, Danielle | I | PRINCIPAL | NA | Control |
| Fava, Danielle | I | PRINCIPAL | NA | Control |
| Fava, Danielle | I | PRINCIPAL | NA | Control |
| Fava, Danielle | I | PRINCIPAL | NA | Control |
| Fava, Danielle | I | PRINCIPAL | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MCEWAN, IAIN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCEWAN, IAIN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCEWAN, IAIN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCEWAN, IAIN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCEWAN, IAIN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCEWAN, IAIN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Dec 15, 2023 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
ONE NORTH WACKER DRIVESUITE 1925
CHICAGO, IL 60606
United States
Phone: 312-827-2800