VESTO FINANCIAL, INC
Legal name: VESTO FINANCIAL
CRD #322205 SEC #801-126405 NEW YORK, NY 856-219-4026
SEC Registered
Total AUM
$25.7M
Discretionary
$25.7M
Employees
1
Clients
0
Accounts
11
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 10, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OWEN, ROBERT, JON HURRELL | I | CHIEF COMPLIANCE OFFICER/HEAD OF OPERATIONS | NA | |
| OWEN, ROBERT, JON HURRELL | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| doepfner, benjamin | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| doepfner, benjamin | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| doepfner, benjamin | I | CHIEF EXECUTIVE OFFICER | E | Control |
| doepfner, benjamin | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| doepfner, benjamin | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Jan 10, 2023 REGISTERED
Notice Filings (1)
NY
Address
450 PARK AVENUE SOUTHSUITE 10-104
NEW YORK, NY 10016
United States
Phone: 856-219-4026