CALAMOS AKSIA ADVISORS LLC
CRD #322773 SEC #801-126417 NAPERVILLE, IL 630-245-7200
SEC Registered
Total AUM
--
Discretionary
--
Employees
17
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 20, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEHAN, ROBERT, FRANCIS | I | VICE PRESIDENT | NA | Control |
| BEHAN, ROBERT, FRANCIS | I | VICE PRESIDENT | NA | Control |
| CALAMOS SR., JOHN, PETER | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | |
| CALAMOS SR., JOHN, PETER | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | |
| Dufresne, Daniel, Leo | I | DIRECTOR | NA | Control |
| Dufresne, Daniel, Leo | I | DIRECTOR | NA | Control |
| FISHMAN, MAYA | I | SECRETARY | NA | Control |
| FISHMAN, MAYA | I | SECRETARY | NA | Control |
| HELMETAG, CHRISTIAN, ALLAN | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| HELMETAG, CHRISTIAN, ALLAN | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| HEMLEY, JOSHUA, DAVID REID | I | VICE PRESIDENT | NA | Control |
| Hemley, Joshua | I | VICE PRESIDENT | NA | Control |
| Herman, Thomas, Edward | I | PRESIDENT | NA | Control |
| Herman, Thomas, Edward | I | PRESIDENT | NA | Control |
| JACKSON, JERALD, CHRISTOPHER | I | ASSISTANT SECRETARY | NA | Control |
| JACKSON, JERALD, CHRISTOPHER | I | ASSISTANT SECRETARY | NA | Control |
| KOUDOUNIS, JOHN, SPIRO | I | DIRECTOR | NA | Control |
| KOUDOUNIS, JOHN, SPIRO | I | DIRECTOR | NA | Control |
| LU, WENPING | I | ASSISTANT TREASURER | NA | Control |
| LU, WENPING | I | ASSISTANT TREASURER | NA | Control |
| MISHRA, SIDDHYA | I | ASSISTANT SECRETARY | NA | Control |
| MISHRA, SIDDHYA, SANU | I | ASSISTANT SECRETARY | NA | Control |
| Malaric, Filip | I | VICE PRESIDENT | NA | Control |
| Malaric, Filip | I | VICE PRESIDENT | NA | Control |
| NEST, WILLIAM, TIMOTHY | I | DIRECTOR | NA | Control |
| NEST, WILLIAM, TIMOTHY | I | DIRECTOR | NA | Control |
| RUSSELL, CHRISTOPHER, STEPHEN | I | VICE PRESIDENT | NA | Control |
| RUSSELL, CHRISTOPHER, STEPHEN | I | VICE PRESIDENT | NA | Control |
| SINKER, JACQUELINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINKER, JACQUELINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOS, JAMES, HAYDEN | I | DIRECTOR, GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| VOS, JAMES, HAYDEN | I | DIRECTOR, GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| AKSIA LLC | DE | MEMBER | D | Control |
| AKSIA LLC | DE | MEMBER | D | Control |
| CALAMOS ADVISORS LLC | DE | MEMBER | D | Control |
| CALAMOS ADVISORS LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CALAMOS SR., JOHN, PETER | I | CALAMOS PARTNERS LLC | F | Control |
| CALAMOS SR., JOHN, PETER | I | CALAMOS ASSET MANAGEMENT, INC. | F | Control |
| CALAMOS SR., JOHN, PETER | I | CALAMOS PARTNERS LLC | F | Control |
| CALAMOS SR., JOHN, PETER | I | CALAMOS ASSET MANAGEMENT, INC. | F | Control |
| KOUDOUNIS, JOHN, SPIRO | I | CALAMOS PARTNERS LLC | F | Control |
| KOUDOUNIS, JOHN, SPIRO | I | CALAMOS ASSET MANAGEMENT, INC. | F | Control |
| KOUDOUNIS, JOHN, SPIRO | I | CALAMOS PARTNERS LLC | F | Control |
| KOUDOUNIS, JOHN, SPIRO | I | CALAMOS ASSET MANAGEMENT, INC. | F | Control |
| TAKAHASHI, WILLIAM, J | I | CALAMOS PARTNERS LLC | F | Control |
| TAKAHASHI, WILLIAM, J | I | CALAMOS PARTNERS LLC | F | Control |
| CALAMOS ASSET MANAGEMENT, INC. | DE | CALAMOS INVESTMENTS LLC | E | Control |
| CALAMOS ASSET MANAGEMENT, INC. | DE | CALAMOS INVESTMENTS LLC | E | Control |
| CALAMOS FAMILY PARTNERS, INC. | DE | CALAMOS PARTNERS LLC | E | Control |
| CALAMOS FAMILY PARTNERS, INC. | DE | CALAMOS PARTNERS LLC | E | Control |
| CALAMOS INVESTMENTS LLC | DE | CALAMOS ADVISORS LLC | E | Control |
| CALAMOS INVESTMENTS LLC | DE | CALAMOS ADVISORS LLC | E | Control |
| CALAMOS PARTNERS LLC | DE | CALAMOS INVESTMENTS LLC | E | Control |
| CALAMOS PARTNERS LLC | DE | CALAMOS INVESTMENTS LLC | E | Control |
| CALAMOS SR., JOHN, PETER | I | JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | E | Control |
| CALAMOS SR., JOHN, PETER | I | JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | E | Control |
| JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | DE | CALAMOS FAMILY PARTNERS, INC. | E | Control |
| JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | DE | CALAMOS FAMILY PARTNERS, INC. | E | Control |
| PANAGIOTIDIS, ALEXANDROS | I | AKSIA LLC | C | |
| PANAGIOTIDIS, ALEXANDROS | I | AKSIA LLC | C |
Registrations
Federal
IA
Jul 20, 2022 REGISTERED
Notice Filings (52)
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Address
2020 CALAMOS COURTNAPERVILLE, IL 60563-2787
United States
Phone: 630-245-7200