PHILIP Y LI
Legal name: LI ENTERPRISES
CRD #322864 SEC #801-127382 SAN FRANCISCO, CA 510-325-9439
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
0
Accounts
--
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Jun 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Li, Philip, Y | I | CCO | E | Control |
| Li, Philip, Y | I | OWNER, CEO, CFO, COO, CLO, CCO | E | Control |
| Li, Philip, Y | I | OWNER, CEO, CFO, COO, CLO, CCO | E | Control |
| Li, Philip, Y | I | OWNER, CEO, CFO, COO, CLO, CCO | E | Control |
| Li, Philip, Y | I | OWNER, CEO, CFO, COO, CLO, CCO | E | Control |
| Li, Philip, Y | I | OWNER, CEO, CFO, COO, CLO, CCO | E | Control |
| Li, Philip, Y | I | OWNER, CEO, CFO, COO, CLO, CCO | E | Control |
Registrations
Federal
IA
Jun 10, 2025 REGISTERED
Notice Filings (1)
CA
Address
5214F DIAMOND HEIGHTS BLVD#3225
SAN FRANCISCO, CA 94131
United States
Phone: 510-325-9439