SG TRADING SOLUTIONS, LLC
CRD #322928 SEC #801-126459 BOUNTIFUL, UT (801) 683-2856
SEC Registered
Total AUM
$535.2M
Discretionary
$535.2M
Employees
5
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOANE, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOANE, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOANE, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Doane, Carl | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| HARDEN, DAVID, LEE | I | PRESIDENT | NA | Control |
| LORE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MIRANDA, ROGER, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIRANDA, ROGER, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIRANDA, ROGER, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIRANDA, ROGER, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIRANDA, ROGER, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moscony, Janaya | I | CHIEF COMPLIANCE OFFICER | NA | |
| TULL, ROBERT, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WERNER, ELISHA, ROCHELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
| HARDEN CAPITAL, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, DAVID, LEE | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
| HARDEN, JENNIFER | I | HARDEN CAPITAL, LLC | D | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (1)
UT
Address
620 S MAIN STREETBOUNTIFUL, UT 84010
United States
Phone: (801) 683-2856