SMITH BROTHERS FINANCIAL, LLC
CRD #322951 SEC #801-126687 GLASTONBURY, CT (800) 426-6946
SEC Registered
Total AUM
$999.2M
Discretionary
$222.2M
Employees
8
Clients
10
Accounts
448
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIANTONIO, JEFFREY | I | MEMBER | NA | |
| GIANTONIO, JEFFREY | I | MEMBER | NA | |
| GIANTONIO, JEFFREY | I | MEMBER | NA | |
| GIANTONIO, JEFFREY | I | MEMBER | NA | |
| GIANTONIO, JEFFREY | I | MEMBER | NA | |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | NA | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, JOSEPH, BRIAN | I | CHIEF EXECUTIVE OFFICER | D | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| MICHAELS, STEPHEN, ROBERT | I | PRESIDENT | C | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CAMOIN, ANDREA, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | A | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | A | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | A | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | A | Control |
| PREWITT, TIMOTHY, HOWARD | I | CHIEF REVENUE OFFICER | A | Control |
Registrations
Federal
IA
Jun 26, 2025 REGISTERED
Notice Filings (8)
CT FL MA NH NJ NY RI TX
Address
68 NATIONAL DRIVEGLASTONBURY, CT 06033
United States
Phone: (800) 426-6946