RIA Intelligence

DUNBAR ASSOCIATES, LLC

CRD #323134 SEC #801-126791 MONROE, CT (203) 880-5716
SEC Registered
Total AUM
$267.1M
Discretionary
$72.6M
Employees
3
Clients
0
Accounts
302

Firm Details

Organization Type
Limited Liability Company
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 7, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CUOMO, KEITH, CHRISTIANIDIRECTOR OF WEALTH MANAGEMENT / CHIEF COMPLIANCE OFFICERNA Control
CUOMO, KEITH, CHRISTIANIDIRECTOR OF WEALTH MANAGEMENT / CHIEF COMPLIANCE OFFICERNA Control
CUOMO, KEITH, CHRISTIANIDIRECTOR OF WEALTH MANAGEMENT / CHIEF COMPLIANCE OFFICERNA Control
CUOMO, KEITH, CHRISTIANIDIRECTOR OF WEALTH MANAGEMENT / CHIEF COMPLIANCE OFFICERNA Control
CUOMO, KEITH, CHRISTIANIDIRECTOR OF WEALTH MANAGEMENT / CHIEF COMPLIANCE OFFICERNA Control
CUOMO, KEITH, CHRISTIANIDIRECTOR OF WEALTH MANAGEMENT / CHIEF COMPLIANCE OFFICERNA Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, MICHELE, KRISTINEIMANAGING MEMBER / MANAGING PARTNERE Control
DUNBAR, ROBERT, GICHIEF COMPLIANCE OFFICERB Control
DUNBAR, ROBERT, GICHIEF COMPLIANCE OFFICERB Control
DUNBAR, ROBERT, GeorgeIMANAGING PARTNERB Control
DUNBAR, ROBERT, GeorgeIMANAGING PARTNERB Control
DUNBAR, ROBERT, GeorgeIMANAGING PARTNERB Control
DUNBAR, ROBERT, GeorgeIMANAGING PARTNERB Control
DUNBAR, ROBERT, GeorgeIMANAGING PARTNERB Control
DUNBAR, ROBERT, GeorgeIMANAGING PARTNERB Control

Registrations

Federal

IA
Mar 7, 2025 REGISTERED

Notice Filings (1)

CT

Address

71 TURKEY ROOST ROAD
MONROE, CT 06468
United States
Phone: (203) 880-5716