HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC
CRD #323171 SEC #801-126797 CARY, NC 919-851-5512
SEC Registered
Total AUM
$97.3M
Discretionary
$97.3M
Employees
4
Clients
101
Accounts
548
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| HICKS, CARMAN, THEODORE | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
Registrations
Federal
IA
Oct 27, 2025 REGISTERED
Notice Filings (7)
FL MD NC NH TX VA WV
Address
1145 EXECUTIVE CIRCLESUITE C
CARY, NC 27511
United States
Phone: 919-851-5512