RIA Intelligence

HERITAGE ASSET MANAGEMENT, LLC

CRD #323344 SEC #801-126700 BELTON, MO 816-348-2060
SEC Registered
Total AUM
$130M
Discretionary
$130M
Employees
2
Clients
0
Accounts
705

Firm Details

Organization Type
Limited Liability Company
State of Formation
Missouri
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 17, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control
THOMPSON, DAVID, WAYNEIMANAGING MEMBER/CCOE Control

Registrations

Federal

IA
Oct 17, 2025 REGISTERED

Notice Filings (12)

AK AL AR FL IA KS LA MI MO NE OK TX

Address

7926 E 171ST STREET
BELTON, MO 64012
United States
Phone: 816-348-2060