SP ASSET MANAGEMENT LLC
CRD #323369 SEC #801-126698 CUPERTINO, CA 408-257-7711
SEC Registered Private Funds
Total AUM
$1.7B
Discretionary
$1.3B
Employees
3
Clients
101
Accounts
808
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PANDYA, MIHIR, SANDEEP | I | TRUSTEE | NA | Control |
| PANDYA, RUCHI, SANDEEP | I | TRUSTEE | NA | Control |
| PANDYA, SANDEEP | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PANDYA, SANDEEP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PANDYA, SANDEEP, MADHAVLAL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PANDYA, SANDEEP, MADHAVLAL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MP IRREVOCABLE TRUST DATED MARCH 29, 2025 | DE | OWNER | A | |
| MP IRREVOCABLE TRUST DATED MARCH 29, 2025 | DE | OWNER | A | |
| PANDYA, PARUL, SANDEEP | I | OWNER | A | |
| Pandya, Parul | I | OWNER | A | |
| Pandya, Parul | I | OWNER | A | |
| RP IRREVOCABLE TRUST DATED MARCH 29, 2025 | DE | OWNER | A | |
| RP IRREVOCABLE TRUST DATED MARCH 29, 2025 | DE | OWNER | A |
Registrations
Federal
IA
May 14, 2025 REGISTERED
Notice Filings (3)
CA NY TX
Address
20380 TOWN CENTER LANESTE 205
CUPERTINO, CA 95014
United States
Phone: 408-257-7711