RIA Intelligence

AUA PRIVATE WEALTH ADVISORS, LLC

CRD #323621 SEC #801-126972 WEST CONSHOHOCKEN, PA (484) 965-0991
SEC Registered
Total AUM
$98.2M
Discretionary
$98.2M
Employees
8
Clients
0
Accounts
71

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 2, 2024
Branch Offices
3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Hook, Michael, JosephICCONA
Hook, Michael, JosephICCONA
Hook, Michael, JosephICCONA
Hook, Michael, JosephICCONA
Hook, Michael, JosephICCONA
Hook, Michael, JosephICCONA
SALERNO, MICHAEL, EUGENEIMANAGERNA Control
SALERNO, MICHAEL, EUGENEIMANAGERNA Control
SALERNO, MICHAEL, EUGENEIMANAGERNA Control
SALERNO, MICHAEL, EUGENEIMANAGERNA Control
SALERNO, MICHAEL, EUGENEIMANAGERNA Control
SALERNO, MICHAEL, EUGENEIMANAGERNA Control
SALERNO, MICHAEL, EUGENEIMANAGERNA Control
Salerno, Matthew, EICHIEF COMPLIANCE OFFICERNA
AUA CAPITAL MANAGEMENT, LLCDEMEMBERE Control
AUA CAPITAL MANAGEMENT, LLCDEMEMBERE Control
AUA CAPITAL MANAGEMENT, LLCDEMEMBERE Control
AUA CAPITAL MANAGEMENT, LLCDEMEMBERE Control
AUA CAPITAL MANAGEMENT, LLCDEMEMBERE Control
AUA CAPITAL MANAGEMENT, LLCDEMEMBERE Control
AUA CAPITAL MANAGEMENT, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
UNANUE, ANDREW, NMNITHE ANDREW UNANUE 2009 TRUSTF Control
UNANUE, ANDREW, NMNIAUA, LLCF Control
UNANUE, ANDREW, NMNITHE ANDREW UNANUE 2009 TRUSTF Control
UNANUE, ANDREW, NMNIAUA, LLCF Control
UNANUE, ANDREW, NMNITHE ANDREW UNANUE 2009 TRUSTF Control
UNANUE, ANDREW, NMNIAUA, LLCF Control
UNANUE, ANDREW, NMNITHE ANDREW UNANUE 2009 TRUSTF Control
UNANUE, ANDREW, NMNIAUA, LLCF Control
UNANUE, ANDREW, NMNITHE ANDREW UNANUE 2009 TRUSTF Control
UNANUE, ANDREW, NMNIAUA, LLCF Control
UNANUE, ANDREW, NMNITHE ANDREW UNANUE 2009 TRUSTF Control
UNANUE, ANDREW, NMNIAUA, LLCF Control
UNANUE, ANDREW, NMNITHE ANDREW UNANUE 2009 TRUSTF Control
UNANUE, ANDREW, NMNIAUA, LLCF Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
THE ANDREW UNANUE 2009 TRUSTDEAUA, LLCE Control
THE ANDREW UNANUE 2009 TRUSTDEAUA, LLCE Control
THE ANDREW UNANUE 2009 TRUSTDEAUA, LLCE Control
THE ANDREW UNANUE 2009 TRUSTDEAUA, LLCE Control
THE ANDREW UNANUE 2009 TRUSTDEAUA, LLCE Control
THE ANDREW UNANUE 2009 TRUSTDEAUA, LLCE Control
THE ANDREW UNANUE 2009 TRUSTDEAUA, LLCE Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEAUA CAPITAL MANAGEMENT, LLCD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEAUA CAPITAL MANAGEMENT, LLCD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEAUA CAPITAL MANAGEMENT, LLCD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEAUA CAPITAL MANAGEMENT, LLCD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEAUA CAPITAL MANAGEMENT, LLCD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEAUA CAPITAL MANAGEMENT, LLCD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEAUA CAPITAL MANAGEMENT, LLCD Control
SALERNO, MICHAEL, EUGENEIAUA CAPITAL MANAGEMENT, LLCC Control
SALERNO, MICHAEL, EUGENEIAUA CAPITAL MANAGEMENT, LLCC Control
SALERNO, MICHAEL, EUGENEIAUA CAPITAL MANAGEMENT, LLCC Control
SALERNO, MICHAEL, EUGENEIAUA CAPITAL MANAGEMENT, LLCC Control
SALERNO, MICHAEL, EUGENEIAUA CAPITAL MANAGEMENT, LLCC Control
SALERNO, MICHAEL, EUGENEIAUA CAPITAL MANAGEMENT, LLCC Control
SALERNO, MICHAEL, EUGENEIAUA CAPITAL MANAGEMENT, LLCC Control

Registrations

Federal

IA
Dec 2, 2024 REGISTERED

Notice Filings (1)

PA

Address

FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE,
SUITE 400
WEST CONSHOHOCKEN, PA 19428
United States
Phone: (484) 965-0991