RIA Intelligence

WARWICK CAPITAL CLO MANAGEMENT LLC - SERIES 1- MANAGEMENT SERIES

Legal name: WARWICK CAPITAL CLO MANAGEMENT LLC

CRD #323630 SEC #802-126995 STAMFORD, CT 917-828-2630
State Registered Exempt Reporting Private Funds
Total AUM
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Discretionary
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Employees
--
Clients
--
Accounts
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Firm Details

Organization Type
--
State of Formation
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Fiscal Year End
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Registration Date
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Latest Filing
Mar 28, 2023
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HEAPS, PETER, ANTHONYIMANAGERNA Control
HEAPS, PETER, ANTHONYIMANAGERNA Control
SWEETING, TIMOTHY, GUYIMANAGERNA Control
SWEETING, TIMOTHY, GUYIMANAGERNA Control
WOODFORD, RALPHIMANAGERNA Control
WOODFORD, RALPHIMANAGERNA Control
WARWICK CAPITAL PARTNERS (US) LPDESOLE MEMBER OF SERIES 1 - MANAGEMENT SERIESE Control
WARWICK CAPITAL PARTNERS (US) LPDESOLE MEMBER OF SERIES 1 - MANAGEMENT SERIESE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BURGESS, IAN, JEFFREYIWARWICK CAPITAL PARTNERS (US) LPD Control
BURGESS, IAN, JEFFREYIWARWICK CAPITAL PARTNERS (US) LPD Control
MATTERA, ALFREDO, SALVATOREIWARWICK CAPITAL PARTNERS (US) LPD Control
MATTERA, ALFREDO, SALVATOREIWARWICK CAPITAL PARTNERS (US) LPD Control

Registrations

Federal

ERA
Mar 28, 2023 REGISTERED

Address

677 WASHINGTON BOULEVARD
STAMFORD, CT 06901
United States
Phone: 917-828-2630