ABLE FINANCIAL GROUP, LLC
CRD #323646 SEC #801-127165 SCOTTSDALE, AZ 480-258-6104
SEC Registered
Total AUM
$571M
Discretionary
$565.8M
Employees
13
Clients
--
Accounts
1,484
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ADAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS FAMILY TRUST | DE | MEMBER | E | Control |
| BROOKS FAMILY TRUST | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
| THE BROOKS FAMILY TRUST DTD 03/20/2022 | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROOKS, ADAM, MICHAEL | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, ADAM, MICHAEL | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, ADAM, MICHAEL | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, ADAM, MICHAEL | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, ADAM, MICHAEL | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, ADAM, MICHAEL | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, ADAM, MICHAEL | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, ADAM, MICHAEL | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
| BROOKS, CYNTHIA, SCHEPPS | I | THE BROOKS FAMILY TRUST DTD 03/20/2022 | F | Control |
Registrations
Federal
IA
Dec 11, 2025 REGISTERED
Notice Filings (14)
AZ CA CO DC FL GA IL LA MA MD NY TX UT VA
Address
8737 E. VIA DE COMMERCIOSUITE 100
SCOTTSDALE, AZ 85258
United States
Phone: 480-258-6104