JOCELYN INVESTMENT MANAGEMENT, LLC
CRD #323831 SEC #801-126910 SAN RAFAEL, CA 415-256-1795
SEC Registered
Total AUM
$919.7M
Discretionary
$90.4M
Employees
2
Clients
--
Accounts
272
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 1, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCP RETIREMENT SERVICES, LLC | DE | SCP RS INTERMEDIATE HOLDCO, LLC | E | Control |
| SCP RETIREMENT SERVICES, LLC | DE | SCP RS INTERMEDIATE HOLDCO, LLC | E | Control |
| SCP RETIREMENT SERVICES, LLC | DE | SCP RS INTERMEDIATE HOLDCO, LLC | E | Control |
| SCP RETIREMENT SERVICES, LLC | DE | SCP RS INTERMEDIATE HOLDCO, LLC | E | Control |
| SCP RETIREMENT SERVICES, LLC | DE | SCP RS INTERMEDIATE HOLDCO, LLC | E | Control |
| SCP RETIREMENT SERVICES, LLC | DE | SCP RS INTERMEDIATE HOLDCO, LLC | E | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | E | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | E | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | E | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | E | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | E | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | E | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | SCP RETIREMENT SERVICES INVESTOR, LLC | E | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | SCP RETIREMENT SERVICES INVESTOR, LLC | E | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | SCP RETIREMENT SERVICES INVESTOR, LLC | E | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | SCP RETIREMENT SERVICES INVESTOR, LLC | E | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | SCP RETIREMENT SERVICES INVESTOR, LLC | E | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | SCP RETIREMENT SERVICES INVESTOR, LLC | E | Control |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | SCP RETIREMENT SERVICES, LLC | D | Control |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | SCP RETIREMENT SERVICES, LLC | D | Control |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | SCP RETIREMENT SERVICES, LLC | D | Control |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | SCP RETIREMENT SERVICES, LLC | D | Control |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | SCP RETIREMENT SERVICES, LLC | D | Control |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | SCP RETIREMENT SERVICES, LLC | D | Control |
| HS SELLER HOLDINGS, INC. | DE | SCP RETIREMENT SERVICES, LLC | C | Control |
| HS SELLER HOLDINGS, INC. | DE | SCP RETIREMENT SERVICES, LLC | C | Control |
| HS SELLER HOLDINGS, INC. | DE | SCP RETIREMENT SERVICES, LLC | C | Control |
| HS SELLER HOLDINGS, INC. | DE | SCP RETIREMENT SERVICES, LLC | C | Control |
| HS SELLER HOLDINGS, INC. | DE | SCP RETIREMENT SERVICES, LLC | C | Control |
| HS SELLER HOLDINGS, INC. | DE | SCP RETIREMENT SERVICES, LLC | C | Control |
Registrations
Federal
IA
Feb 1, 2025 REGISTERED
Notice Filings (5)
CA CO HI IL TX
Address
100 SMITH RANCH ROADSUITE 329
SAN RAFAEL, CA 94903
United States
Phone: 415-256-1795