TRADEWINDS ASSET MANAGEMENT, LLC
Legal name: TRADEWINDS WEALTH MANAGEMENT
CRD #323879 SEC #801-127142 PORTLAND, OR 503-673-2828
SEC Registered Private Funds
Total AUM
$137.3M
Discretionary
$137.3M
Employees
4
Clients
251
Accounts
265
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF OPERATING OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF COMPLIANCE OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF OPERATING OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF OPERATING OFFICER | NA | |
| Spangler, James, Paul | I | CHIEF OPERATING OFFICER | NA | |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
| D'URSO, CHRISTIAN, SAMUEL | I | PRINCIPAL | E | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (9)
AZ CA CO MA NH OR RI TX WA
Address
5550 S MACADAM AVESTE 110
PORTLAND, OR 97239
United States
Phone: 503-673-2828