HERITAGE FAMILY OFFICES, LLP
CRD #323930 SEC #801-126899 SCOTTSDALE, AZ (602) 775-5400
SEC Registered Private Funds
Total AUM
$408.1M
Discretionary
$408.1M
Employees
15
Clients
51
Accounts
831
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 10, 2025
- Branch Offices
- 0
- LEI
- 83-1661030
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FROST, MICHAEL, BRENT | I | GENERAL PARTNER | C | Control |
| FROST, MICHAEL, BRENT | I | MANAGING MEMBER | C | Control |
| FROST, MICHAEL, BRENT | I | GENERAL PARTNER | C | Control |
| FROST, MICHAEL, BRENT | I | GENERAL PARTNER | C | Control |
| FROST, MICHAEL, BRENT | I | GENERAL PARTNER | C | Control |
| FROST, MICHAEL, BRENT | I | GENERAL PARTNER | C | Control |
| FROST, MICHAEL, BRENT | I | GENERAL PARTNER | C | Control |
| FROST, MICHAEL, BRENT | I | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER | C | Control |
| Nelson, Ralph, Erwin | I | GENERAL PARTNER | C | Control |
| Nelson, Ralph, Erwin | I | MANAGING MEMBER | C | Control |
| Nelson, Ralph, Erwin | I | GENERAL PARTNER | C | Control |
| Nelson, Ralph, Erwin | I | GENERAL PARTNER | C | Control |
| Nelson, Ralph, Erwin | I | GENERAL PARTNER | C | Control |
| Nelson, Ralph, Erwin | I | GENERAL PARTNER | C | Control |
| Nelson, Ralph, Erwin | I | GENERAL PARTNER | C | Control |
| Nelson, Ralph, Erwin | I | GENERAL PARTNER | C | Control |
| MAXEY, DAVID, ELGIN | I | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MAXEY, DAVID, ELGIN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MAXEY, DAVID, ELGIN | I | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MAXEY, DAVID, ELGIN | I | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MAXEY, DAVID, ELGIN | I | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MAXEY, DAVID, ELGIN | I | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MAXEY, DAVID, ELGIN | I | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MAXEY, DAVID, ELGIN | I | GENERAL PARTNER | B |
Registrations
Federal
IA
Jun 10, 2025 REGISTERED
Notice Filings (1)
AZ
Address
9841 E BELL RDSUITE 110
SCOTTSDALE, AZ 85260
United States
Phone: (602) 775-5400