FINTRON ADVISORS, LLC

CRD #324052 SEC #801-128611 STAMFORD, CT 203-557-4458

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 21, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
Baskett, Erin	I	CCO	NA
Baskett, Erin	I	CCO	NA
Baskett, Erin	I	CCO	NA
FELDMAN, RICHARD, MARK	I	FINOP	NA
FELDMAN, RICHARD, MARK	I	FINOP	NA
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
Fatse, Matthew, John	I	CHIEF OPERATIONS OFFICER	NA	Control
KROLESKI, JOSEPH, FRANK	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROLESKI, JOSEPH, FRANK	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROLESKI, JOSEPH, FRANK	I	CHIEF COMPLIANCE OFFICER	NA	Control
KROLESKI, JOSEPH, FRANK	I	CHIEF COMPLIANCE OFFICER	NA	Control
ROZAS, LARRY, RAPHAEL	I	CCO	NA
ROZAS, LARRY, RAPHAEL	I	CCO	NA
ROZAS, LARRY, RAPHAEL	I	CCO	NA
ROZAS, LARRY, RAPHAEL	I	CCO	NA
Rumpf, Wilder, Frances	I	CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	CHIEF EXECUTIVE OFFICER	NA	Control
Rumpf, Wilder, Frances	I	PRESIDENT/CHIEF EXECUTIVE OFFICER	NA	Control
APEX FINTECH SOLUTIONS, INC.	DE	OWNER	E	Control
APEX FINTECH SOLUTIONS, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	PARENT COMPANY	E
FINTRON, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	PARENT COMPANY	E
FINTRON, INC.	DE	PARENT COMPANY	E
FINTRON, INC.	DE	OWNER	E	Control
FINTRON, INC.	DE	PARENT COMPANY	E

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
APEX FINTECH SOLUTIONS, INC.	DE	FINTRON, INC.	E	Control
APEX FINTECH SOLUTIONS, INC.	DE	FINTRON, INC.	E	Control
APEX FINTECH SOLUTIONS, INC.	DE	FINTRON, INC.	E	Control
PEAK6 APX HOLDINGS LLC	DE	APEX FINTECH SOLUTIONS, INC.	E	Control
PEAK6 APX HOLDINGS LLC	DE	APEX FINTECH SOLUTIONS, INC.	E	Control
PEAK6 LLC	DE	PEAK6 APX HOLDINGS LLC	E	Control
PEAK6 LLC	DE	PEAK6 APX HOLDINGS LLC	E	Control
HULSIZER, MATTHEW, NELS	I	PEAK6 LLC	D	Control
HULSIZER, MATTHEW, NELS	I	PEAK6 LLC	D	Control
JUST, JENNIFER, JANE	I	PEAK6 LLC	D	Control
Fatse, Matthew, John	I	FINTRON, INC.	C	Control
Fatse, Matthew, John	I	FINTRON, INC.	C	Control
Fatse, Matthew, John	I	FINTRON, INC.	C	Control
Fatse, Matthew, John	I	FINTRON, INC.	C	Control
Fatse, Matthew, John	I	FINTRON, INC.	C	Control
Fatse, Matthew, John	I	FINTRON, INC.	C	Control
Fatse, Matthew, John	I	FINTRON, INC.	C	Control

Registrations

Federal

Mar 21, 2025 REGISTERED

Notice Filings (1)

Address

201 BROAD STREET
SUITE 604
STAMFORD, CT 06901
United States

Phone: 203-557-4458