VELOCITY ADVISORY SERVICES, LLC
CRD #324094 SEC #801-127406 ST. LOUIS, MO 314-528-3028
SEC Registered Disclosures
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 1, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARK, BRIAN, LESLEY | I | SENIOR VICE-PRESIDENT | NA | Control |
| CLARK, BRIAN, LESLEY | I | SENIOR VICE-PRESIDENT | NA | Control |
| CLARK, BRIAN, LESLEY | I | SENIOR VICE-PRESIDENT | NA | Control |
| GRIFFARD, RICHARD, EDWARD | I | PRESIDENT | NA | Control |
| GRIFFARD, RICHARD, EDWARD | I | PRESIDENT | NA | Control |
| GRIFFARD, RICHARD, EDWARD | I | PRESIDENT | NA | Control |
| THOMPSON, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | OWNER AND MANAGER | D | Control |
| KRUEGER, KEITH, WILLIAM | I | OWNER AND MANAGER | D | Control |
| KRUEGER, KEITH, WILLIAM | I | OWNER AND MANAGER | D | Control |
| SAXONY FINANCIAL HOLDINGS, LLC | DE | OWNER AND MANAGER | D | |
| SAXONY FINANCIAL HOLDINGS, LLC | DE | OWNER AND MANAGER | D | |
| SAXONY FINANCIAL HOLDINGS, LLC | DE | OWNER AND MANAGER | D |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLARK, BRIAN, LESLEY | I | SAXONY FINANCIAL HOLDINGS, LLC | C | Control |
| CLARK, BRIAN, LESLEY | I | SAXONY FINANCIAL HOLDINGS, LLC | C | Control |
| CLARK, BRIAN, LESLEY | I | SAXONY FINANCIAL HOLDINGS, LLC | C | Control |
| GRIFFARD, RICHARD, EDWARD | I | SAXONY FINANCIAL HOLDINGS, LLC | C | Control |
| GRIFFARD, RICHARD, EDWARD | I | SAXONY FINANCIAL HOLDINGS, LLC | C | Control |
| GRIFFARD, RICHARD, EDWARD | I | SAXONY FINANCIAL HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Feb 1, 2023 REGISTERED
Notice Filings (1)
MO
Address
11152 S. TOWNE SQUAREST. LOUIS, MO 63123
United States
Phone: 314-528-3028