ARISTOTLE INVESTMENT SERVICES, LLC
CRD #324207 SEC #801-127110 NEWPORT BEACH, CA (949) 681-2100
SEC Registered
Total AUM
$16.2B
Discretionary
$16.2B
Employees
26
Clients
--
Accounts
19
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 1
- LEI
- 254900MKPKLUDYTDD535
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COSTA, RICARDO | I | MANAGING DIRECTOR | NA | Control |
| COSTA, RICARDO | I | MANAGING DIRECTOR | NA | Control |
| FUCCILLO, THOMAS, JOSEPH | I | CHIEF LEGAL OFFICER | NA | Control |
| FUCCILLO, THOMAS, JOSEPH | I | CHIEF LEGAL OFFICER | NA | Control |
| FUCCILLO, THOMAS, JOSEPH | I | CHIEF LEGAL OFFICER | NA | Control |
| GOSOM, MICHELLE, MONSALUD | I | OWNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LALLANDE, JOSEPH, GUSTAVE | I | DEPUTY CHIEF LEGAL OFFICER | NA | Control |
| LALLANDE, JOSEPH, GUSTAVE | I | DEPUTY CHIEF LEGAL OFFICER | NA | Control |
| LALLANDE, JOSEPH, GUSTAVE | I | DEPUTY CHIEF LEGAL OFFICER | NA | Control |
| NOLAN, DOMINIC, DAO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOLAN, DOMINIC, DAO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NOLAN, DOMINIC, DAO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUMSEY, CAROL, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMSEY, CAROL, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMSEY, CAROL, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ST HILAIRE, KIM, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| ST HILAIRE, KIM, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| ST HILAIRE, KIM, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| Schwab, Joshua, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Schwab, Joshua, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Schwab, Joshua, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | DE | OWNER | E | Control |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | DE | OWNER | E | Control |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | DE | OWNER/MEMBER | E | Control |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | DE | OWNER/MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOROWSKI, STEVEN, MARK | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| BOROWSKI, STEVEN, MARK | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| BOROWSKI, STEVEN, MARK | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| GLEICHER, HOWARD, ROY | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| GLEICHER, HOWARD, ROY | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| GLEICHER, HOWARD, ROY | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| HOLLANDER, RICHARD, SCOTT | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| HOLLANDER, RICHARD, SCOTT | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| HOLLANDER, RICHARD, SCOTT | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| LISENBEE, GARY, WAYNE | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| LISENBEE, GARY, WAYNE | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| LISENBEE, GARY, WAYNE | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | |
| SCHWEITZER, RICHARD, HARLAN | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| SCHWEITZER, RICHARD, HARLAN | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| SCHWEITZER, RICHARD, HARLAN | I | ARISTOTLE CAPITAL MANAGEMENT, LLC | F | Control |
| GLEICHER HOLDINGS, LLC | DE | ARISTOTLE CAPITAL MANAGEMENT, LLC | C | Control |
| GLEICHER HOLDINGS, LLC | DE | ARISTOTLE CAPITAL MANAGEMENT, LLC | C | Control |
| GLEICHER HOLDINGS, LLC | DE | ARISTOTLE CAPITAL MANAGEMENT, LLC | C | Control |
| RCB ACQUISITION COMPANY, LLC | DE | ARISTOTLE CAPITAL MANAGEMENT, LLC | C | Control |
| RCB ACQUISITION COMPANY, LLC | DE | ARISTOTLE CAPITAL MANAGEMENT, LLC | C | Control |
| RCB ACQUISITION COMPANY, LLC | DE | ARISTOTLE CAPITAL MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (1)
CA
Address
840 NEWPORT CENTER DRIVESUITE 700
NEWPORT BEACH, CA 92660
United States
Phone: (949) 681-2100