RIA Intelligence

BROADWAY ADVISOR GROUP, LLC

Legal name: SGROI WEALTH

CRD #324281 SEC #801-127086 ALBANY, NY 518-477-3626
SEC Registered
Total AUM
$166.6M
Discretionary
$153.8M
Employees
5
Clients
101
Accounts
644

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 11, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SGROI, JASON, MICHAELIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERE Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, JASON, MICHAELIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control
SGROI, MICHAEL, ANTHONYIMANAGING PARTNERD Control

Registrations

Federal

IA
Jun 11, 2025 REGISTERED

Notice Filings (5)

FL NH NJ NY TX

Address

368 BROADWAY
FIRST FLOOR
ALBANY, NY 12207
United States
Phone: 518-477-3626