MODERN WEALTH MANAGEMENT, LLC
CRD #324624 SEC #801-127231 LENEXA, KS 913-393-1000
SEC Registered
Total AUM
$6.1B
Discretionary
$5.6B
Employees
150
Clients
1
Accounts
18,823
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2025
- Branch Offices
- 17
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPELLE, MICHAEL, JOHN | I | CCO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CCO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CCO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CCO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CCO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CCO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CAPELLE, MICHAEL, JOHN | I | CO-CEO | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUGH, THOMAS, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| GORDO, JASON, MICHAEL | I | PRESIDENT | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| ROTH, GARY, LAWRENCE | I | CO-CEO | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rankin, James, Porter | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
| MWH INTERMEDIATE II, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CRESTVIEW IV MWM GP, LLC | DE | CRESTVIEW IV MWM HOLDINGS, L.P. | F | Control |
| CRESTVIEW IV MWM GP, LLC | DE | CRESTVIEW IV MWM HOLDINGS, L.P. | F | Control |
| CRESTVIEW IV MWM GP, LLC | DE | CRESTVIEW IV MWM HOLDINGS, L.P. | F | Control |
| CRESTVIEW PARTNERS IV GP, L.P. | FE | CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | F | Control |
| CRESTVIEW PARTNERS IV GP, L.P. | FE | CRESTVIEW PARTNERS IV, L.P. | F | Control |
| CRESTVIEW PARTNERS IV GP, L.P. | FE | CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | F | Control |
| CRESTVIEW PARTNERS IV GP, L.P. | FE | CRESTVIEW PARTNERS IV, L.P. | F | Control |
| CRESTVIEW PARTNERS IV GP, L.P. | FE | CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | F | Control |
| CRESTVIEW PARTNERS IV GP, L.P. | FE | CRESTVIEW PARTNERS IV, L.P. | F | Control |
| CRESTVIEW, L.L.C. | DE | CRESTVIEW PARTNERS IV GP, L.P. | F | Control |
| CRESTVIEW, L.L.C. | DE | CRESTVIEW PARTNERS IV GP, L.P. | F | Control |
| CRESTVIEW, L.L.C. | DE | CRESTVIEW PARTNERS IV GP, L.P. | F | Control |
| VOLPERT INVESTORS, L.L.C. | DE | VOLPERT INVESTORS, L.P. | F | Control |
| VOLPERT INVESTORS, L.L.C. | DE | VOLPERT INVESTORS, L.P. | F | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | MWM INTERMEDIATE I, LLC | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | MWM INTERMEDIATE I, LLC | E | Control |
| MODERN WEALTH HOLDINGS, LLC | DE | MWM INTERMEDIATE I, LLC | E | Control |
| MWM INTERMEDIATE I, LLC | DE | MWH INTERMEDIATE II, LLC | E | Control |
| MWM INTERMEDIATE I, LLC | DE | MWH INTERMEDIATE II, LLC | E | Control |
| MWM INTERMEDIATE I, LLC | DE | MWH INTERMEDIATE II, LLC | E | Control |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.L.C. | E | Control |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.L.C. | E | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW IV MWM HOLDINGS, L.P. | DE | MODERN WEALTH HOLDINGS, LLC | D | Control |
| CRESTVIEW PARTNERS IV, L.P. | FE | CRESTVIEW IV MWM GP, LLC | D | Control |
| CRESTVIEW PARTNERS IV, L.P. | FE | CRESTVIEW IV MWM HOLDINGS, L.P. | D | Control |
| CRESTVIEW PARTNERS IV, L.P. | FE | CRESTVIEW IV MWM GP, LLC | D | Control |
| CRESTVIEW PARTNERS IV, L.P. | FE | CRESTVIEW IV MWM HOLDINGS, L.P. | D | Control |
| CRESTVIEW PARTNERS IV, L.P. | FE | CRESTVIEW IV MWM GP, LLC | D | Control |
| CRESTVIEW PARTNERS IV, L.P. | FE | CRESTVIEW IV MWM HOLDINGS, L.P. | D | Control |
| CAPELLE, MICHAEL, JOHN | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| CAPELLE, MICHAEL, JOHN | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| CAPELLE, MICHAEL, JOHN | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| CAPELLE, MICHAEL, JOHN | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| CAPELLE, MICHAEL, JOHN | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| CAPELLE, MICHAEL, JOHN | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| CASSIDY, BRIAN, PATRICK | I | CRESTVIEW, L.L.C. | C | Control |
| CASSIDY, BRIAN, PATRICK | I | CRESTVIEW, L.L.C. | C | Control |
| CASSIDY, BRIAN, PATRICK | I | CRESTVIEW, L.L.C. | C | Control |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | FE | CRESTVIEW IV MWM GP, LLC | C | Control |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | FE | CRESTVIEW IV MWM HOLDINGS, L.P. | C | Control |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | FE | CRESTVIEW IV MWM GP, LLC | C | Control |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | FE | CRESTVIEW IV MWM HOLDINGS, L.P. | C | Control |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | FE | CRESTVIEW IV MWM GP, LLC | C | Control |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | FE | CRESTVIEW IV MWM HOLDINGS, L.P. | C | Control |
| GORDO, JASON | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| GORDO, JASON | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| GORDO, JASON | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| GORDO, JASON | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| GORDO, JASON | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| GORDO, JASON | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| ROTH, GARY, LAWRENCE | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| ROTH, GARY, LAWRENCE | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| ROTH, GARY, LAWRENCE | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| ROTH, GARY, LAWRENCE | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| ROTH, GARY, LAWRENCE | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| ROTH, GARY, LAWRENCE | I | MODERN WEALTH HOLDINGS, LLC | C | Control |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW, L.L.C. | C | Control |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW, L.L.C. | C | Control |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW, L.L.C. | C | Control |
Registrations
Federal
IA
Sep 15, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV
Address
13550 W 95TH ST.LENEXA, KS 66227
United States
Phone: 913-393-1000