RYAN BECK & CO., INC.
Legal name: RYAN BECK & CO.
CRD #3248 SEC #801-61215 FLORHAM PARK, NJ 973-597-6000
SEC Registered Broker-Dealer
Total AUM
$759.8M
Discretionary
$302.6M
Employees
501
Clients
0
Accounts
2,156
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMKIRCHNER, RAYMOND | I | DIRECTOR | NA | |
| BAUMKIRCHNER, RAYMOND | I | DIRECTOR | NA | |
| BAUMKIRCHNER, RAYMOND | I | DIRECTOR | NA | |
| BAUMKIRCHNER, RAYMOND | I | DIRECTOR | NA | |
| BAUMKIRCHNER, RAYMOND | I | DIRECTOR | NA | |
| BAUMKIRCHNER, RAYMOND | I | DIRECTOR | NA | |
| BERSON, ROBERT M | I | CHAIRMAN - EXEC. MGMT. COMMITTEE | NA | Control |
| BERSON, ROBERT M | I | CHAIRMAN - EXEC. MGMT. COMMITTEE | NA | Control |
| BERSON, ROBERT M | I | CHAIRMAN - EXEC. MGMT. COMMITTEE | NA | Control |
| BRAUTIGAM, ALLEN COR | I | SR. VICE PRESIDENT | NA | |
| COSCIA, ANTHONY ROSARIO | I | DIRECTOR | NA | |
| COSCIA, ANTHONY ROSARIO | I | DIRECTOR | NA | |
| COSCIA, ANTHONY ROSARIO | I | DIRECTOR | NA | |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| COX, ROBERT G | I | DIRECTOR | NA | Control |
| CULLEN, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | |
| CULLEN, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | |
| DESROCHES, GENEVIEVE ANN | I | ASSOCIATE V.P. - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| DESROCHES, GENEVIEVE ANN | I | ASSOCIATE V.P. - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| DESROCHES, GENEVIEVE ANN | I | ASSOCIATE V.P. - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| DESROCHES, GENEVIEVE ANN | I | ASSOCIATE V.P. - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| DESROCHES, GENEVIEVE ANN | I | ASSOCIATE V.P. - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| DESROCHES, GENEVIEVE ANN | I | ASSOCIATE V.P. - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HINES, PAUL GARRY | I | DIRECTOR | NA | Control |
| HINES, PAUL GARRY | I | DIRECTOR | NA | Control |
| HINES, PAUL GARRY | I | DIRECTOR | NA | Control |
| HINES, PAUL GARRY | I | DIRECTOR | NA | Control |
| HINES, PAUL GARRY | I | DIRECTOR | NA | Control |
| HINES, PAUL GARRY | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| HORN, MICHAEL M | I | DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | MANAGING DIRECTOR - MIDDLE MARKET RESEARCH | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | MANAGING DIRECTOR - MIDDLE MARKET RESEARCH | NA | Control |
| KOLLENDER, MICHAEL JEFFREY | I | MANAGING DIRECTOR - MIDDLE MARKET RESEARCH | NA | Control |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRACKOW, ROBERT PAUL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| KRUSZEWSKI, RONALD JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD JAMES | I | DIRECTOR | NA | Control |
| MARCELLIANO, JOHN | I | EXECUTIVE V.P., CORPORATE SECRETARY | NA | Control |
| MARCELLIANO, JOHN | I | EXECUTIVE V.P., CORPORATE SECRETARY | NA | Control |
| MARCELLIANO, JOHN | I | EXECUTIVE V.P., CORPORATE SECRETARY | NA | Control |
| OLEARY, EUGENE GEORGE JR | I | VICE PRESIDENT, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OLEARY, EUGENE GEORGE JR | I | VICE PRESIDENT, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OLEARY, EUGENE GEORGE JR | I | VICE PRESIDENT, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OLEARY, EUGENE GEORGE JR | I | VICE PRESIDENT, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OLEARY, EUGENE GEORGE JR | I | VICE PRESIDENT, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OLEARY, EUGENE GEORGE JR | I | VICE PRESIDENT, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OLEARY, EUGENE GEORGE JR | I | VICE PRESIDENT, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PELLEGRINO, JOHN RICHTER | I | SENIOR V.P.,DIRECTOR OF COMPLIANCE, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| PLOTKIN, BEN ALAN | I | CHAIRMAN AND CEO, DIRECTOR | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES RESEARCH & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES RESEARCH & SYNDICATE | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | EXECUTIVE V.P., INSTITUTIONAL SALES RESEARCH & SYNDICATE | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., - FINANCE | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., - FINANCE | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., - FINANCE | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., - FINANCE | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., - FINANCE | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., CFO | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., CFO | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., CFO | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., CFO | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., CFO | NA | Control |
| SILVERSTEIN, LAWRENCE ALAN | I | EXECUTIVE V.P., CFO | NA | Control |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| SIMONE, ANTHONY GERARD | I | EXECUTIVE VICE PRESIDENT - CFO | NA | |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STANLEY, LEONARD J | I | EXECUTIVE V.P., CAO | NA | Control |
| STARR, LAWRENCE | I | VICE PRESIDENT, SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| STARR, LAWRENCE | I | VICE PRESIDENT, SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| STARR, LAWRENCE | I | VICE PRESIDENT, SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| STARR, LAWRENCE | I | VICE PRESIDENT, SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| STARR, LAWRENCE | I | VICE PRESIDENT, SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| STARR, LAWRENCE | I | VICE PRESIDENT, SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| STARR, LAWRENCE | I | VICE PRESIDENT, SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| STEGELAND, GARRY JOSEPH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| STEGELAND, GARRY JOSEPH | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| STEGELAND, GARRY JOSEPH | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| STEGELAND, GARRY JOSEPH | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| SUSKIND, JAY | I | EXECUTIVE V.P. | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| WYLLYS, JOHN NELSON | I | EXECUTIVE V.P., MANAGER OF PRIVATE CLIENT GROUP | NA | Control |
| ZEMLYAK, JAMES MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES MARK | I | DIRECTOR | NA | Control |
| BANKATLANTIC BANCORP, INC. | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RB HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RYAN BECK HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RYAN BECK HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RYAN BECK HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RYAN BECK HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RYAN BECK HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| RYAN BECK HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| BANKATLANTIC BANCORP, INC | DE | RB HOLDINGS,INC | E | Control |
| STIFEL FINANCIAL CORP. | DE | RYAN BECK HOLDINGS, INC. | E | Control |
| STIFEL FINANCIAL CORP. | DE | RYAN BECK HOLDINGS, INC. | E | Control |
| STIFEL FINANCIAL CORP. | DE | RYAN BECK HOLDINGS, INC. | E | Control |
| STIFEL FINANCIAL CORP. | DE | RYAN BECK HOLDINGS, INC. | E | Control |
| STIFEL FINANCIAL CORP. | DE | RYAN BECK HOLDINGS, INC. | E | Control |
| STIFEL FINANCIAL CORP. | DE | RYAN BECK HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Oct 19, 2005 REGISTERED
Notice Filings (15)
CA CT FL GA IL MA MD NC NJ NV NY OH PA TX VA
Address
18 COLUMBIA TURNPIKE, FIRST FLOORFLORHAM PARK, NJ 7932
USA
Phone: 973-597-6000