PENDLETON FINANCIAL, LLC
Legal name: PENDLETON FINANCIAL WEALTH MANAGEMENT
CRD #325303 SEC #801-127988 RALEIGH, NC 919-781-4167
SEC Registered
Total AUM
$141.9M
Discretionary
$141.9M
Employees
4
Clients
101
Accounts
324
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
| PENDLETON, GRAY, ELLIS | I | PRESIDENT, CEO, MANAGING MEMBER & CCO | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (1)
NC
Address
2607 OBERLIN ROADSUITE 100
RALEIGH, NC 27608
United States
Phone: 919-781-4167