SAGE, RUTTY & CO., INC.
CRD #3254 SEC #801-35917 ROCHESTER, NY 585-232-3760
SEC Registered Broker-Dealer
Total AUM
$3B
Discretionary
$1.3B
Employees
39
Clients
51
Accounts
7,702
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 11, 2025
- Branch Offices
- 0
- LEI
- 254900366XVJSFS0UF83
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BOURNE, PETER CLARK | I | DIRECTOR | NA | |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, TREASURER, VICE PRESIDENT | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| BURKE, JAMES PAUL | I | SECRETARY, VICE PRESIDENT, SHAREHOLDER | NA | Control |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CARTER, WINSOME PAMELA | I | VICE PRESIDENT, FINANCIAL ADVISER, SHAREHOLDER | NA | |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CATILLAZ, ANNE CLAIR | I | VICE PRESIDENT OF OPERATIONS, CORPORATE VICE PRESIDENT | NA | Control |
| CONWAY, CHELSEA LEIGH | I | DIRECTOR | NA | |
| CONWAY, CHELSEA LEIGH | I | DIRECTOR | NA | |
| DENNIS, CORINNE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DENNIS, CORINNE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DENNIS, CORINNE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DENNIS, CORINNE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DENNIS, CORINNE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| DIPASQUALE, SEBASTIAN ANTHONY | I | SHAREHOLDER | NA | |
| EASTON, WILLIAM ESLI | I | DIRECTOR | NA | |
| EASTON, WILLIAM ESLI | I | DIRECTOR | NA | |
| EASTON, WILLIAM ESLI | I | DIRECTOR | NA | |
| EASTON, WILLIAM ESLI | I | DIRECTOR | NA | |
| EASTON, WILLIAM ESLI | I | DIRECTOR | NA | |
| EASTON, WILLIAM ESLI | I | DIRECTOR | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| EHRLICH, CURT ALLEN | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT | NA | |
| FALVEY, ROBERT JOHN | I | MUNICIPAL PRINCIPAL/SHAREHOLDER | NA | |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT | NA | |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT | NA | |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT | NA | |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | VICE PRESIDENT, MUNICIPAL, SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996) | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996), DIRECTOR | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996) | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996) | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996) | NA | Control |
| FALVEY, ROBERT JOHN | I | SHAREHOLDER (10/1996) | NA | Control |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, LAURA SUZANNE | I | FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| FROOD, NEIL STEWART III | I | FINANCIAL ADVISOR, DIRECTOR | NA | |
| FROOD, NEIL STEWART III | I | FINANCIAL ADVISOR, DIRECTOR | NA | |
| FROOD, NEIL STEWART III | I | FINANCIAL ADVISOR, DIRECTOR | NA | |
| FROOD, NEIL STEWART III | I | FINANCIAL ADVISOR, DIRECTOR | NA | |
| FROOD, NEIL STEWART III | I | FINANCIAL ADVISOR, DIRECTOR | NA | |
| HOLLY, CHRISTOPHER ROBERT | I | SHAREHOLDER | NA | |
| HOLLY, CHRISTOPHER ROBERT | I | SHAREHOLDER | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, CONNOR B | I | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JARED FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JESSICA LAUREN | I | SHAREHOLDER | NA | |
| HOLLY, JUDY | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, JUDY HULBERT | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SEAN TYLER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, SHANE ALEXANDER | I | SHAREHOLDER | NA | |
| HOLLY, TREVOR WILLIAM | I | CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, TREVOR WILLIAM | I | PRESIDENT, CEO, SHAREHOLDER | NA | Control |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | NA | Control |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | NA | |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JEFFREY JONES | I | DIRECTOR | NA | |
| JONES, JEFFREY CHARLES | I | DIRECTOR | NA | |
| JONES, JEFFREY CHARLES | I | DIRECTOR | NA | |
| JONES, JEFFREY CHARLES | I | DIRECTOR | NA | |
| JONES, JEFFREY CHARLES | I | DIRECTOR | NA | |
| JONES, JEFFREY CHARLES | I | DIRECTOR | NA | |
| LACEY, MATTHEW J | I | CONTROLLER, FINOP | NA | Control |
| LACEY, MATTHEW J | I | CONTROLLER, FINOP | NA | Control |
| LACEY, MATTHEW J | I | CONTROLLER, FINOP | NA | Control |
| LACEY, MATTHEW J | I | CONTROLLER, FINOP | NA | Control |
| LACEY, MATTHEW J | I | CONTROLLER, FINOP | NA | Control |
| LACEY, MATTHEW J | I | CONTROLLER, FINOP | NA | Control |
| LACEY, MATTHEW J | I | CONTROLLER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LACEY, MATTHEW JAMES | I | CONTROLLER,TREASURER, FINOP | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CORPORATE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CORPORATE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CORPORATE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CORPORATE OFFICER | NA | Control |
| LOHWATER, ROBERT LAWRENCE | I | CORPORATE OFFICER | NA | Control |
| MCBRIDE, JAMES HENRY | I | VICE PRESIDENT, ADMIN, COMPLIANCE | NA | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | NA | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | NA | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | NA | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | NA | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | NA | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | NA | |
| NASH, MARK | I | SHAREHOLDER | NA | |
| NASH, MARK | I | SHAREHOLDER | NA | |
| NASH, MARK | I | SHAREHOLDER | NA | |
| NASH, MARK | I | SHAREHOLDER | NA | |
| NASH, MARK | I | SHAREHOLDER | NA | |
| NASH, MARK | I | SHAREHOLDER | NA | |
| NUGENT, KIM L | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| NUGENT, KIM L | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| NUGENT, KIM LISBETH | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| NUGENT, KIM LISBETH | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| NUGENT, KIM LISBETH | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| NUGENT, KIM LISBETH | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| NUGENT, KIM LISBETH | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| O'KEEFE, PETER SHAW | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| O'KEEFE, PETER SHAW | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| O'KEEFE, PETER SHAW | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| O'KEEFE, PETER SHAW | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| PARKER, DOUGLAS E III | I | DIRECTOR | NA | |
| PARKER, DOUGLAS E III | I | DIRECTOR | NA | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | NA | |
| PARKER, DOUGLAS E III | I | DIRECTOR | NA | |
| PARKER, DOUGLAS E III | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RALPH JOSEPH DANDREA | I | DIRECTOR | NA | |
| RIEDMAN, JOHN R | I | DIRECTOR | NA | |
| RIEDMAN, JOHN R | I | DIRECTOR | NA | |
| RIEDMAN, JOHN R | I | DIRECTOR | NA | |
| RIEDMAN, JOHN R | I | DIRECTOR | NA | |
| RIEDMAN, JOHN R | I | DIRECTOR | NA | |
| RIEDMAN, JOHN R | I | DIRECTOR | NA | |
| ROMBAUT, RENEE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROMBAUT, RENEE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROMBAUT-O'KEEFE, RENEE MARIE | I | PRINCIPAL | NA | |
| ROMBAUT-O'KEEFE, RENEE MARIE | I | CHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| ROY, ALAN | I | SHAREHOLDER | NA | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | NA | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | NA | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | NA | |
| RUMANS, TERRI FOGARTY | I | COMPLIANCE MANAGER | NA | Control |
| RUMANS, TERRI FOGARTY | I | COMPLIANCE MANAGER | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| RUMANS, TERRI FOGARTY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | Control |
| STEVENS, JUSTIN DEAN | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| STEVENS, JUSTIN DEAN | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| STEVENS, JUSTIN DEAN | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| STEVENS, JUSTIN DEAN | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| STEVENS, JUSTIN DEAN | I | VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | NA | |
| STIRK, GARY EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRAUSS, FRED EDWARD | I | DIRECTOR | NA | |
| STRAUSS, FRED EDWARD | I | DIRECTOR | NA | |
| STRAUSS, FRED EDWARD | I | DIRECTOR | NA | |
| STRAUSS, FRED EDWARD | I | DIRECTOR | NA | |
| STRAUSS, FRED EDWARD | I | DIRECTOR | NA | |
| STRAUSS, FRED EDWARD | I | DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT/SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL CONSULTANT, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | FINANCIAL ADVISOR, CORPORATE VICE PRESIDENT, SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER, DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER, DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER, DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER, DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER, DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER, DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER, DIRECTOR | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER | NA | |
| WEHNER, SANDRA JEAN | I | SHAREHOLDER | NA | |
| HOLLY, AUDREY | I | SHAREHOLDER | C | |
| HOLLY, AUDREY | I | SHAREHOLDER | C | |
| HOLLY, AUDREY | I | SHAREHOLDER | C | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | C | |
| HOLLY, WAYNE FOSTER | I | CHIEK COMPLIANCE OFFICER, CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER,CCO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR, CEO, SHAREHOLDER | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WAYNE FOSTER | I | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | C | Control |
| HOLLY, WILLIAM FOSTER | I | CHAIRMAN, DIRECTOR | C | Control |
| HOLLY, WILLIAM FOSTER | I | DIRECTOR | C | Control |
| HOLLY, WILLIAM FOSTER | I | CHAIRMAN, DIRECTOR | C | Control |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY W | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, AUDREY WELLER | I | SHAREHOLDER | B | |
| HOLLY, WAYNE FOSTER | I | PRESIDENT, DIRECTOR | B | Control |
| HOLLY, WAYNE FOSTER | I | CHAIRMAN(4-20-04), PRESIDENT, DIRECTOR | B | Control |
| HOLLY, WAYNE FOSTER | I | PRESIDENT, DIRECTOR | B | Control |
| HOLLY, WILLIAM FOSTER | I | CROP, DIRECTOR | B | Control |
| HOLLY, WILLIAM FOSTER | I | CROP, DIRECTOR | B | Control |
| HOLLY, WILLIAM FOSTER | I | CROP, DIRECTOR | B | Control |
| HOLLY, WILLIAM FOSTER | I | CROP, DIRECTOR | B | Control |
| HOLLY, WILLIAM FOSTER | I | CROP, DIRECTOR | B | Control |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| NUGENT, KIM LISBETH | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | B | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| CANANDAIGUA NATIONAL BANK | DE | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| FYFE, HAZEL ELIZABETH | I | SHAREHOLDER | A | |
| HOLLY, JUDY | I | SHAREHOLDER | A | |
| HOLLY, JUDY | I | SHAREHOLDER | A | |
| HOLLY, JUDY | I | SHAREHOLDER | A | |
| HOLLY, JUDY | I | SHAREHOLDER | A | |
| HOLLY, JUDY | I | SHAREHOLDER | A | |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | A | Control |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | A | Control |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | A | Control |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | A | Control |
| HOLLY, WILLIAM FOSTER | I | SHAREHOLDER | A | Control |
| NASH, LINDA HOLLY | I | SHAREHOLDER | A | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | A | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | A | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | A | |
| NASH, LINDA HOLLY | I | SHAREHOLDER | A | |
| O'KEEFE, PETER SHAW | I | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS E III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | A | |
| PARKER, DOUGLAS EVANS III | I | DIRECTOR, SHAREHOLDER | A | |
| ROY, ALAN | I | SHAREHOLDER | A | |
| ROY, ALAN | I | SHAREHOLDER | A | |
| ROY, ALAN | I | SHAREHOLDER | A | |
| ROY, ALAN | I | SHAREHOLDER | A | |
| ROY, ALAN | I | SHAREHOLDER | A | |
| ROY, ALAN | I | SHAREHOLDER | A | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | A | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | A | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | A | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | A | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | A | |
| ROY, SUSAN HOLLY | I | SHAREHOLDER | A |
Registrations
Federal
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Aug 11, 2025 REGISTERED
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