JEFFERIES INVESTMENT ADVISERS LLC
CRD #325421 SEC #801-127656 NEW YORK, NY 212-284-2300
SEC Registered Disclosures
Total AUM
$3.4B
Discretionary
$3B
Employees
135
Clients
251
Accounts
2,081
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2025
- Branch Offices
- 7
- LEI
- 5493000MYKHLAPTWMF68
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| COLLYMORE, FRANKLYN, JOHNSON | I | SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| GOODMAN, LAURIE, R | I | MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS | NA | Control |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LEVOVITZ, SONIA, HAN | I | SECRETARY | NA | |
| LIMROTH, GEOFFREY, SCOTT | I | MANAGING DIRECTOR- WEALTH MANAGEMENT CHIEF OPERATING OFFICER | NA | Control |
| LIMROTH, GEOFFREY, SCOTT | I | MANAGING DIRECTOR- WEALTH MANAGEMENT CHIEF OPERATING OFFICER | NA | Control |
| LIMROTH, GEOFFREY, SCOTT | I | MANAGING DIRECTOR- WEALTH MANAGEMENT CHIEF OPERATING OFFICER | NA | Control |
| LIMROTH, GEOFFREY, SCOTT | I | MANAGING DIRECTOR- WEALTH MANAGEMENT CHIEF OPERATING OFFICER | NA | Control |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGY, DAVID, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PAGANO, MICHAEL, JOSEPH | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| PEYREIGNE, ROBERT, VINCENT | I | MANAGING DIRECTOR- CO-PRESIDENT | NA | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
| JEFFERIES FINANCIAL GROUP INC. | DE | DIRECT OWNER | E | Control |
Registrations
Federal
IA
Feb 27, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
520 MADISON AVENUENEW YORK, NY 10022
United States
Phone: 212-284-2300