ASCENT WEALTH MANAGEMENT GROUP, LLC
CRD #325532 SEC #801-127763 CORAL GABLES, FL 305-444-7317
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Karkanen, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINA, OSCAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AWMG, LLC | DE | HOLDING COMPANY | E | Control |
| AWMG, LLC | DE | HOLDING COMPANY | E | Control |
| PINA, OSCAR | I | PRESIDENT, MANAGING MEMBER, & CHIEF COMPLIANCE OFFICER | E | Control |
| PINA, OSCAR | I | PRESIDENT, MANAGING MEMBER, & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 28, 2023 REGISTERED
Notice Filings (2)
FL TX
Address
4000 PONCE DE LEON BLVDSUITE 470
CORAL GABLES, FL 33146
United States
Phone: 305-444-7317